- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Executes (PIAs) on changes to business applications, systems, or products that involve the processing of personal ... + Ensures that compliance activities are commensurate with the level of risk being mitigated. + Provides escalated support and guidance to compliance efforts… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …conducting audits. + Identifying key business processes. + Identifying and documenting risk management issues. + Testing key controls within business ... conduct comprehensive audits, including Sarbanes Oxley and operational audits, and develop risk profiles of assigned processes within a functional area for Raymond… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …liaison by providing meaningful input to ensure risk data is captured, risk mitigation strategies and controls are developed when gaps exist, and appropriate ... of annual and quarterly updates to the testing plan. + Partner with business units to recommend policy, process and/or control changes/enhancements. + Work… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …colleagues. + Develop and/or deliver a contingency plan for significant aspects of the risk management and/or risk control processes. + Develop and/or ... personalized transition experience by driving cross-functional collaboration, maintaining strong advisor relationships, and executing with precision under tight deadlines.… more
- Bank of America (Palmetto, FL)
- …internal service providers based on client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages ... Financial Solutions Advisor - Bradenton FL - Spanish required Palmetto,...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …needs of our trust entities. You will work closely with business leaders, control partners, and the broader risk management organization to ensure risks are ... Company of New Hampshire. + Serve as a **trusted advisor and business partner** to senior leaders,...issues clearly and persuasively. + Designing and implementing operational risk controls and frameworks. + Managing cross-functional… more
- Molina Healthcare (St. Petersburg, FL)
- …and includes responsibilities for ensuring the execution of the physical security controls , threat/ risk analytics, and incident intake and crisis management ... are meet for enterprise + Act as liaison to business stakeholders and third-parties for developing and implementing operational...new services to increase effectiveness, and to eliminate or control high risk or unsafe practices, operations… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …documents. Ability to: + Serve as the primary point of contact and trusted advisor for business sponsors; proactively shape scope and success measures. + ... technology projects which will have a significant impact on business processes and technology used firm wide. The Project...Technology and must be able to operate within a high- risk , complex IT environment. This role requires the ability… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …diligence program. Update design as needed on a regular basis. * Perform operational risk reviews of funds. Prepare written reports based on these reviews. * Conduct ... third party asset managers and service provider operational support, internal controls , trade processing, and employees. * Evaluate accounting and reporting… more
- JPMorgan Chase (Sarasota, FL)
- …lines and private equity partner group lending. Strictly adhere to all risk and control policies, regulatory guidelines, and security measures. QUALIFICATIONS: ... experience to maintain clients' assets and continually grow them. Generate new business amongst financial sponsor and financial executive community and acquire new… more
- CACI International (Sarasota, FL)
- …+ Serve as an advisor to (or non-voting member of) Government Change Control Board. + Lead and facilitate Configuration Control Board (CCB) meetings and ... you will be responsible for Configuration Management (CM), change control , configuration identification, status accounting, and configuration audits of developmental… more
- Truist (St. Petersburg, FL)
- …ratings; seeking feedback from stakeholders 5. Ensure compliance with internal controls , operational procedures, relationship management support and risk ... reports and key performance indicators 6. Work with support leadership and business continuity planner to understand roles and responsibility in business … more