- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory issues. + Researches, interprets, and translates regulatory rules and regulations for Senior Management. + Advises Senior Compliance Management on ... compliance activities are commensurate with the level of risk being mitigated. + Provides escalated support and guidance...and address potential compliance problems. + Researches compliance issues. + Alerts Senior Management of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …planning through reporting and produces quality deliverables. + Serves as a Compliance Assurance/ compliance risk management liaison by providing meaningful ... **Essential Duties and Responsibilities** + Collaborate across Compliance teams to maintain a risk -based Compliance Testing program in accordance with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …communication of Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk , AML and across the firm. ... + Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- As part of the Advisor Technology group, the Sr Product Manager will focus on delivering tools and applications that support the advisor and support staff's ... with stakeholders such as financial advisors, operations, and legal and compliance to research, analyze and resolve business problems/opportunities. + Drives/leads… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …conduct comprehensive audits, including Sarbanes Oxley and operational audits, and develop risk profiles of assigned processes within a functional area for Raymond ... Propose audit objectives, scope, procedures and internal control reviews to ensure compliance with policies and procedures. + Participate in audit engagements from… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to regulatory requirements. Monitor progress, track milestones, and provide regular updates to senior leadership. + ** Compliance & Risk Management:** Ensure ... comply with FINRA, SEC, and internal regulatory standards. Partner with Legal and Compliance teams to mitigate risk and maintain audit readiness. + **Team… more
- CDM Smith (Sarasota, FL)
- …Senior HR Business Partner will play a key role in mitigating organizational risk and ensuring compliance with company policies and procedures. This role will ... TSU **Job Description:** CDM Smith is currently seeking a Senior Human Resources Business Partner to join our Technical...guidance and seek legal counsel when necessary to ensure compliance and mitigate risk . * Partner with… more
- Jabil (St. Petersburg, FL)
- …impact and foster vibrant and diverse communities around the globe. The Senior Corporate Counsel will provide strategic legal support to Jabil's Procurement and ... Supply Chain Services business unit, as well as to senior members of the Legal Department. This role will...emphasis on aligning legal outcomes with business goals and risk management priorities. The successful candidate will serve as… more
- Molina Healthcare (St. Petersburg, FL)
- …threat mitigation, workplace violence, and regulatory compliance . Regularly report compliance metrics to senior leadership ensuring trends and threats are ... responsibilities for ensuring the execution of the physical security controls, threat/ risk analytics, and incident intake and crisis management support for the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of the Head of Bank Technology and must be able to operate within a high- risk , complex IT environment. This role requires the ability to understand IT systems and be ... + Candidate must be able to operate within a high- risk , complex IT environment. This role requires the ability...milestone, risks, change controls, and related project reports in compliance with established technology standards (and in relation to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …specialized knowledge and skills in securities and/or banking industry compliance obtained through experience, specialized training and/or certification to implement ... Customer Identification Program ("CIP") requirements in compliance with AML rules and regulations. Leads projects of...moderate scope and complexity and serves as a technical advisor to various business lines. Resolves or recommends solutions… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Position Summary** As a ** Senior Life Insurance Underwriter** , you will play a critical role in facilitating the sale of life insurance by applying sound, ... cost-effective underwriting principles. You will assess risk and determine appropriate premium classifications based on a comprehensive evaluation of applicants'… more