- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, experience, specialized training and/or certification to respond to suspicions of senior and vulnerable adult financial exploitation and suspicions of ... customers to identify, research, and resolve problems related to senior and vulnerable clients. Responds to and resolves escalations...a minimum of three (3) years of experience in Supervision and/or the financial services industry. ~or~… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through experience, specialized training, or certification to respond to suspicions of senior and vulnerable adult financial exploitation and suspicions of ... customers to identify, research, and resolve problems related to senior and vulnerable clients. **Essential Duties and Responsibilities:** *...a minimum of two (2) years of experience in Supervision and/or the financial services industry. ~or~… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of autonomy to coordinate internal and external exams, audits, and tests for PCG Supervision . This will involve partnering with IT and Supervision Centers of ... to identify and review data-related requests and maintaining contact with Supervision leadership, Compliance, Internal Audit, and other internal partners. You will… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** Under general supervision , uses extensive knowledge and skills obtained through experience, specialized training and/or certification ... performing compliance monitoring in accordance with the program requirements. * Informs Senior Compliance Management about issues that may involve rule violations or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** Under limited supervision , uses specialized knowledge and skills obtained through training and experience to provide administration ... oversees with business process improvements, many of which will have significant financial impact on the entire company. Oversees and directs business process… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary:** Under general supervision , uses knowledge and skills obtained through education, experience, training and/or certification to ... program. * Develop and maintain an in-depth understanding of business areas, financial products, and supporting functions. * Perform continuous monitoring of various… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …they will provide support in the following areas: legal and compliance issues, financial advisor support, analysis around products, and/or under more senior ... economic and non-economic factors. * Execute fulfilling product partner, departmental and financial advisor reporting requests. * Ensure all contracts meet… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Job Summary** Longevity Solutions is dedicated to educating Raymond James (RJ) Financial Advisors (FAs) about the implications of longevity, particularly as it ... and resources to support RJ FAs in providing guidance to their clients on financial and estate planning, along with risk management. The overall strategy is to… more