- Bank of America (New York, NY)
- Compliance and Operational Risk Executive - Global Markets New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... for leading and executing the second line of defense compliance and operational risk oversight...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Executive… more
- JPMorgan Chase (Brooklyn, NY)
- …Functions within the Office of the CFO to provide a quarterly Compliance and Operational Risk Summary executive summary + Manage compliance with ... Governance team, you will support governance of various processes, risk assessments, and executive reporting across Corporate...respective Line of Business or Corporate Functions, inclusive of Operational Risk , Compliance and Conduct… more
- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory ... applicable exchanges and regulatory bodies. + Adhere to the operational risk framework for your role ensuring...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- JPMorgan Chase (New York, NY)
- …+ Helping drive the firm's perspective on hedge fund and private credit operational risk issues and the effect of these on the underlying ... seeking a "hands on" analyst to complement our existing Operational Due Diligence team focused on hedge fund and...is expected to work collaboratively with the investment and risk management teams at JPMAAM, while at the same… more
- KPMG (New York, NY)
- …strategy, large-scale risk and compliance transformation, regulatory remediation, risk and compliance assessments, operational and enterprise risk ... areas such as Risk Management (including enterprise, third party, operational , IT), Compliance Management, Policy Management, Issue Management, and Business… more
- Morgan Stanley (New York, NY)
- …and lending products and services to serve the needs of WM and ISG clients. The Operational Risk VP Front Line Risk Officer will be responsible for the ... the design and effectiveness of controls to mitigate risks including regulatory and operational risk * Identify and measure the strength and weaknesses of… more
- JPMorgan Chase (Brooklyn, NY)
- …Business Control Committees and Regulatory Interactions. + Implement and maintain an effective Operational Risk framework. + Partner with CIB Control Managers to ... of a dynamic team that partners with control managers, risk , and compliance to enhance our governance...of regulatory exams and inquiries. + Develop and implement Operational Risk analytics to identify risks and… more
- City of New York (New York, NY)
- …measures for improvement where needed. The office of Risk Management and Compliance is recruiting for one (1) Executive Agency Counsel to function as ... This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was...Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, eliminating and… more
- Callen-Lorde Community Health Center (New York, NY)
- DIRECTOR, COMPLIANCE AND RISK MANAGEMENT Job Details Job Location Callen-Lorde Community Health Center - Manhattan - New York, NY Position Type Full Time ... LGBTQ+ health issues. About the Role: The Director of Compliance and Risk Management serves as a...Officer, this role is critical to ensuring that clinical, operational , financial, technological, and safety practices align with regulatory… more
- SMBC (New York, NY)
- …advisory function and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer ... of various committees such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The...operational efficiencies and automation of processes to reduce risk of manual processes. + Provides training to covered… more
- JPMorgan Chase (New York, NY)
- …or similar degree required. + Experience in risk management, control management, Compliance , Audit, and/or operational risk . + Proven ability to ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- SMBC (Jersey City, NJ)
- …'s own Risk and Control Self-Assessment ("RCSA"), a program managed by SMBC's Operational Risk department in which Compliance participates. The role will ... the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment. As a Compliance Risk … more
- Bank of America (New York, NY)
- …drives the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with ... Global Financial Crimes Executive - Global Wealth and Investment Management Front...I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR")… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... compliance requirements. **Required Qualifications:** + 4+ years of Executive Administration experience, or equivalent demonstrated through one or a combination… more
- S&P Global (New York, NY)
- …+ Provides high-level administrative and operational support to Ratings Compliance & Risk senior leadership, including specific support for the ... support to the New York office of the Ratings Compliance & Risk department, reporting to the...Processing T&Es, + Managing busy schedules + Interacting with executive level staff. **Additional experience** + Excellent verbal and… more
- Bank of America (New York, NY)
- …+ Influence + Internal Audit Review + Portfolio Analysis + Regulatory Compliance + Executive Presence + Inclusive Leadership + Organizational Effectiveness ... Credit Review Executive , Commercial Credit Review Process New York, New...difference. Join us! **Job Description:** Credit Review and Credit Risk Audit support the management and mitigation of credit… more
- City of New York (New York, NY)
- …(MAP), is recruiting for one (1) Administrative Manager NM-III, to function as the Executive Director, of the Office of Mail Renewal, Managed Care Program (MCP), and ... Third-Party Health Insurance, who will: Under the executive direction of the MAP Assistant Deputy Commissioner (ADC)...broker for the managed care program) to ensure the operational integrity of MAP's managed care program. The Third-Party… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Group (ETAG) is seeking a Senior Audit Manager - Executive Director who will provide leadership in the audit...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- SMBC (New York, NY)
- …environment, and supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees ... Summary** The Head of Functions Control Officer is a leader, change agent, and risk management expert. The role provides the Functional areas with expert guidance on… more
- Sunrise Senior Living (Yonkers, NY)
- …me, that's a big breath of fresh air."_** **_- Sunrise Leader_** The Executive Director is responsible for overall leadership, management, and success of their ... recognition, communication, family services, resident well-being, quality assurance, and regulatory compliance . Additionally, a key component of this position is the… more