- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes...in the review and challenge of business activities in line with BofA Global Compliance and Operational Risk… more
- Bank of America (Jersey City, NJ)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related third… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... Compliance and Operational Risk Manager- Electronic Trading New York, New York...timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- Bank of America (New York, NY)
- …of defense compliance trade surveillance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key ... Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York...timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- Bank of America (New York, NY)
- …in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York;...and mitigating risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF)… more
- Morgan Stanley (Purchase, NY)
- …Business Risk Management team is responsible for implementing the first line product risk and control framework supporting several businesses - Traditional ... determine firm, advisor and/or client impact. Conduct a mini front -to-back analysis of incidents to determine if an enhancement...and ensure that IT projects are appropriately assessed for risk ratings. Engage the Business Unit Information… more
- Scotiabank (New York, NY)
- …Purpose: Analyst, US Internal Control (1B) FLSS, contributes to the overall success of the front line /first line of defense 1B control group within the ... for Transactional Banking products and services + Assist the leadership and Front Office businesses on operational/process, risk , and compliance issues and… more
- CIBC (New York, NY)
- …specialists and value-added partners. Together with the lines of business and in line with CIBC's Risk Appetite Statement, US Compliance works to identify, ... To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **Business Unit Description** **:** In support of CIBC's core purpose: to… more
- City National Bank (New York, NY)
- …the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest ... do * Advocating for a strong capital markets first line risk program, with a focus on...ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel *… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. ** Line of Business:** Finance **Job Description:** The Treasury Liquidity Manager maintains, ... areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple functions or operations… more
- Wells Fargo (New York, NY)
- …focuses on improving efficiency and operating results across Public Affairs, management of front - line risk and enterprise programs, leading the completion of ... monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite… more
- Bank of America (New York, NY)
- …call centers or financial centers. Job expectations include overseeing day-to-day front line supervision, including mandated supervisory reviews and enterprise ... A predominate objective of the position is to limit risk and financial exposure to the business unit...supports the Firm's business objectives and contributes to the line of business profitability by influencing Advisor business practices… more
- TD Bank (New York, NY)
- …Hours and Off Premises Trading Policy). Complies with all established business line Market and Credit Risk frameworks, industry standards, regulatory ... **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $250,000 - $300,000 USD TD is… more
- Wells Fargo (New York, NY)
- …a team that provides audit coverage of the controls and tools that provide the front line protection for the Bank's critical systems and data. Given the dynamic ... risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and… more
- SMBC (New York, NY)
- …approvals. The position is on the trading floor involving direct contact with front office staff, second line credit officers, other support functions and ... clients as part of the SMBC Global Markets business unit . The Credit Intake Manager will be part of...the Chief Operating Office of the SMBC Global Markets front office. The team manages processes supporting expansion of… more
- PNC (New York, NY)
- …mortgage servicing rights hedging b. Bank portfolio securities and derivatives: risk , returns, and attribution tracking c. Derivatives pricing libraries (internal or ... d. Trade idea generation and construction 2) Fixed Income modelling, risk /analytics, returns performance, and trading strategies 3) OTC derivatives, Futures, and… more
- Bank of America (New York, NY)
- …Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client Outreach team are the front line unit who work with clients as part of ... collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections,...KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit engaging with… more
- Bank of America (New York, NY)
- …(GCIB) and Global Markets (GM)lines of business. **The Function** The Client Outreach team are the front line unit who work with clients as part of meeting ... collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections,...KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit engaging with… more
- City National Bank (New York, NY)
- …for ambitious deliverables * Significant experience in driving operational change with front line to senior leadership personnel * Excellent relationship and ... ensuring that legal issues, contracts, disputes, and complex regulatory and operational risk activities are conducted within the due diligence of the CNB legal… more
- Citigroup (New York, NY)
- …Establishing and developing effective relationships with Citigroup senior management, front line , second line (including independent risk , finance, HR, ... and coordinating and attending regulatory meetings with control functions and business unit personnel; and collaborating with Business Heads to provide guidance on… more