- JPMorgan Chase (New York, NY)
- …access the equity markets as a top-tier equity underwriter. Job Summary As a Trader - Program Trading Risk - Vice President within the Equities business at ... and competitive team. Job Responsibilities + Work as a trader on the US Program Trading (PT) Risk team + Handle trading of large portfolios of stocks +… more
- Citigroup (Jersey City, NJ)
- …validation activities for the global Volker Independent Testing Program , Swap Dealer Program and Counterparty Risk and Trading business within Markets ... issues, and root causes. + Developing a valued interactive program of support and compliance risk management...sound decisions, and exhibit initiative and intuitive thinking + Executive presence and a reputation for driving global strategies,… more
- Wells Fargo (New York, NY)
- …explains to Finance. Additional goals include the ability to provide ticking PnL and risk reporting for trading desks and their management, advanced market ... The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & Investment...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying… more
- Citigroup (New York, NY)
- …Overview:** The Global Market Risk (GMR) Fundamental Risk of the Trading Book (FRTB) Program Lead will be responsible for leading the development of ... FRTB Implementation. You will represent and support Global Market Risk as co-Sponsor of the FRTB Program ...oversight of all aspects of traded and economic market risk and electronic trading activities at Citi.… more
- Citigroup (New York, NY)
- …transforming data, processes, and technology to achieve a generational shift in Risk Management practices. Trading Book Data Transformation and Market ... Data & Tech. group within RD&T is responsible for Trading Book Transformation (Counterparty Credit Risk and...Data Assets. + Develop senior management-ready materials for RMEC ( Risk Management Executive Committee) and Regulatory Exams… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** As an Executive Director, Global Markets Central Funding Group (CFG), you will ... decision making process, you will work with Businesses, Clients, Sales/Distribution, Risk , Treasury and other Stakeholders in the development of alternative funding… more
- S&P Global (New York, NY)
- …to provide support to the New York office of the Ratings Compliance & Risk department, reporting to the Global Chief Matrix Officer, including support for the ... members of the Compliance & Risk senior management team, and the Designated Compliance Officer...Processing T&Es, + Managing busy schedules + Interacting with executive level staff. **Additional experience** + Excellent verbal and… more
- Citigroup (New York, NY)
- This role is focused on delivering the strategic objectives of the Price Risk program and a key member of the 1st Line Risk & Control function directly ... and effectiveness of the sub-function/job family. **Responsibilities:** + Support the Price Risk Program Initiative lead(s) to drive and support hands-on… more
- SMBC (White Plains, NY)
- …for this position must possess both a deep and wide background exposure in the market risk , products ( trading book) and market risk data (eg, key data ... from an accredited university. + 5-7 years of experience years' experience in program data governance, risk Mangement functions, market risk , regulatory… more
- New York State Civil Service (New York, NY)
- …No Agency Financial Services, Department of Title Financial Crimes Blockchain Analytics Risk Associate (Financial Services Specialist 4 (Financial Crime Risk ), ... have been at a supervisory level:* Evaluating financial institution financial crime risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management, compliance or audit… more
- CIBC (New York, NY)
- …of Global Markets. Attend learning sessions hosted by the Continuous Learning Program as required. **Who You Are** + Knowledge of business/economics typically ... our values - trust, teamwork, and accountability. **Conduct and Risk Culture** Our CIBC risk culture is...a competitive salary, incentive pay, banking benefits, a benefits program *, a vacation offering, wellbeing support, and MomentMakers, our… more
- Citigroup (New York, NY)
- …+ Support the wider Risk Identification & Monitoring Team's Hunting for Risk Framework strategy design and implementation. The program objective is to ... stripes. This will require partnership with Technology, Markets, Operations, and Program Execution teams to facilitate proactive, accurate risk quantification,… more
- SMBC (New York, NY)
- …and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a member ... of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance...monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income… more
- SMBC (Jersey City, NJ)
- …("CRA team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment. As a ... serve as program lead for establishing and maintaining Compliance's own Risk and Control Self-Assessment ("RCSA"), a program managed by SMBC's Operational… more
- MUFG (New York, NY)
- …of Market Risk Management with demonstrated familiarity including Sales and Trading ; and familiarity with Broker - Dealer and applicable regulations, such as DFA ... activities designed to evaluate and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited… more
- Morgan Stanley (Purchase, NY)
- …as necessary in connection with the team's coverage of the Firm's Syndicate, Trading and Executive Financial Services businesses. The attorney will also work ... advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve the...Legal and Compliance Division is seeking to hire an Executive Director or Vice President (commensurate with experience) to… more
- BlackRock (New York, NY)
- …markets, and financing and financial resource management businesses to deliver investment, trading , financing and risk management excellence for clients every ... Assist in managing all aspects of BlackRock's diverse broker program in partnership with Global Trading and...analyze and interpret large amounts of data + Strong executive presence, strategic communication, and interpersonal skills with an… more
- JPMorgan Chase (New York, NY)
- …and breadth of scope only possible in a GSIB Financial institution; from trading to technology, research to reporting, strategy to systemic risk management. ... fashion. As an Americas Product Owner, you will function as a regional executive leader managing the Americas book of work, stakeholders, and controls framework… more
- Equitable (New York, NY)
- …please reference the link below. Equitable Pay and Benefits: Equitable Total Rewards Program **Job Summary** Reporting to the Treasurer, the Head of Derivatives & ... for overseeing the hedging portfolio, and execution of the trading programs in connection with the hedging portfolio, for...the hedging P&L and report effectiveness of the hedging program to senior management * Enhance operational processes to… more
- Citigroup (New York, NY)
- …the Treasurer to ensure that the International, Business Aligned, and Treasury risk stripes (capital, funding & liquidity, balance sheet management, and market ... thinking. + Maintaining a healthy partnership and dialogue with Risk partners across the risk stripes (eg,...of Business Initiatives and Execution will need to have executive Treasury experience at a large globally significant financial… more