- SMBC (Jersey City, NJ)
- …benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter Expert to ... Regulatory Officer role works with departments across SMBC Americas Division to coordinate Regulatory Change Management Group matters. As a member of the… more
- Mizuho Corporate Bank (New York, NY)
- …data. In this role, you will be responsible for supporting the Liquidity Regulatory Reporting Change initiatives, partnering with the Reporting Production Teams ... deep knowledge of financial regulations, and a proven track record in managing regulatory reporting change initiatives. Additionally, the candidate will play a… more
- Amazon (New York, NY)
- Description An opportunity to join a growing Privacy Regulatory Compliance and Operations team, this person will play a critical role as we continue to innovate ... * Applying a working knowledge of global data privacy requirements and regulatory and industry frameworks to develop compliance strategies to address emerging… more
- US Bank (New York, NY)
- …of issues (vetting, severity, resolution plans, etc.) and escalate when needed. + Regulatory Change Management (RCM) oversight, guidance and escalation. ... execution of the Model Risk Management (MRM) program through administration of regulatory and policy change management and issue management … more
- Scotiabank (New York, NY)
- …monitoring activities. **What You'll Do** + Develop a strategy for financial and regulatory audits, risk management , and annual planning for banking and ... and management reporting, booking model, financial projection and analysis, regulatory reporting, and product control under GAAP and IFRS. + Act primarily… more
- Citigroup (New York, NY)
- …as a thought leader by developing and promoting a standardized approach to regulatory management across the organization. + Promotes awareness of trends raised ... **Qualifications:** + 10+ years of business experience in audit, control, compliance or regulatory management in the banking or wealth management industry.… more
- US Bank (New York, NY)
- …and analyze regulatory issuances and provide legal advice and support to the regulatory change management process. - Collaborate with a wide range of ... as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on...personnel from the business lines as well as the operations , risk and compliance, treasury, and legal functions in… more
- Mizuho Corporate Bank (New York, NY)
- …of reporting production team ( eg Internal Auditor, Quality Assurance, and FRB) and Change Management Forum. + Monitor and ensure that changes in the reporting ... the preparation of regulatory filings for multiple entities under Mizuho US operations , reporting to Mizuho Americas CFO. This is a hybrid position. The selected… more
- Mount Sinai Health System (New York, NY)
- …with the management of the electronic systems most important to MCTO operations . The Regulatory Coordinator will be responsible for supporting the ... the electronic Trial Master File (eTMF) and ensuring compliance with regulatory requirements. The coordinator will work closely with cross-functional teams to… more
- NatWest Markets (Stamford, CT)
- … requirements applicable to Swap Dealers and broker-dealers. + Understanding of regulatory risk management and regulatory expectations. + Excellent ... may be assigned as necessary to ensure the proper operations of the department and the business._ **Job Description**...- MS Word, Excel and PowerPoint. **Desirable:** + Project management experience in the area of regulatory … more
- Wabtec Corporation (New York, NY)
- …legal support on various environmental, social, and governance (ESG) and product regulatory matters to Wabtec's global operations . The position serves as ... and EHS working closely with the Corporate Sustainability and EHS teams, Global Operations , Engineering Compliance, as well as with other attorneys in the Legal… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** The VP, Consumer Bank -Deposits Regulatory Reporting and Initiatives will be responsible for leading deposit regulatory ... matters. This role will manage and prepare support for quarterly and annual regulatory and SEC reporting for all deposit products. This role will manage and… more
- Scotiabank (New York, NY)
- …working groups, managing projects and engaging with the firm's advocacy efforts relating to regulatory issues and regulatory change . + Serves as a resource ... Director, Legal Counsel, Bank Regulatory Attorney **Requisition ID:** 209636 **Salary Range:** 240,000.00...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Capco, a Wipro Company (New York, NY)
- …itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert consulting ... pitches **What You'll Bring with You:** + 5+ years of risk management and/ regulatory experience within capital markets; experience working within financial… more
- Capco, a Wipro Company (New York, NY)
- …itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert consulting ... pitches **What You'll Bring with You:** . 5+ years of risk management and/ regulatory experience within capital markets; experience working within financial… more
- Ross Stores, Inc. (New York, NY)
- …broad range of topics and projects in the areas of product compliance, regulatory compliance, product safety, environmental, and risk management \. The position ... matters, product/merchant related investigations, ad hoc client inquires, and compliance/ regulatory projects * **Project/Process/Claims Management ** : Effectively… more
- Federal Reserve Bank (New York, NY)
- …soundness of several large domestic firms and all foreign-owned firms with US operations (FBOs) in the Second District. **Your role as an Institutional Supervi** ... examinations and monitoring activities including those related to liquidity risk, capital management , credit risk, market risk and associated business lines, data … more
- TD Bank (New York, NY)
- …fit for purpose. With specific emphasis on Liquidity, there is a need for change management around all business and technology-driven changes to the Treasury ... Qualifications:** + Project management experience and/or PMP Certification + Data Change Management experience: Appropriate processes to ensure change is… more
- City of New York (New York, NY)
- … analysis), preferably in a government or public-sector setting. - Experience with change management , procurement, and technology management . - Demonstrated ... Job Description TASK FORCE: Management & Operations JOB TITLE: One...policies, procedures, and guidelines to ensure compliance with legal, regulatory , and organizational requirements. Monitoring adherence to policies and… more
- Scotiabank (New York, NY)
- …personnel would be an asset, in addition to an understanding of the US regulatory environment around trading activity and trading operations . + Strong analytical ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:**...a full range of investment banking, credit and risk management products and services relevant to the financing and… more