- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus… more
- TIAA (New York, NY)
- …**Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise ... **Enterprise Sr Compliance Officer ** The Enterprise Senior...of enterprise-wide policies, including Codes of Ethics/Personal Trading, Material Non- Public Information (MNPI) and Insider Trading, Business Gifts, Meals… more
- City of New York (New York, NY)
- …to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior stakeholders. Makes recommendations based on these ... who have available benefits (CA, SNAP and MA). The public over-the-counter site is currently located at 27 Schermerhorn...with wide latitude for independent judgment and decision-making, the Senior Advisor to the Chief Program Officer … more
- WNYC, NY Public Radio (New York, NY)
- …the organization collectively employs about 300 talented professionals. The Role The Chief Operating Officer of New York Public Radio will play a critical role ... Chief Operating Officer President's Office New York City, New York...an urban vibrancy and a global perspective, New York Public Radio (NYPR) produces innovative public radio… more
- City of New York (New York, NY)
- …procurement professional, who is highly motivated and detail oriented, to serve as a Senior Contracting Officer . The successful candidate will have worked in a ... executing documents on behalf of the Agency Chief Contracting Officer (ACCO) or Deputy Agency Chief Contracting Officer...Represent the ACCO or DACCO in key meetings with senior officials, negotiations with vendors and conduct public… more
- International Rescue Committee (New York, NY)
- Requisition ID: req55501 Job Title: Senior Program Officer - Grants and Growth Management Sector: Grants Employment Category: Fixed Term Employment Type: ... humanitarian context worldwide - making community-led, responsive information a public good for the aid sector. Signpost has recently...of the Role Reporting to the Director, Signpost, the Senior Program Officer (SPO) plays a vital… more
- Family and Children's Association (Mineola, NY)
- Compliance Officer The Opportunity FCA is excited to announce an opportunity for the position of Compliance Officer . As we continue to grow and evolve, ... evaluate compliance issues/concerns within FCA. The ideal Compliance Officer will ensure FCA complies with... Committee by monitoring and reporting results of FCA's compliance /ethics efforts and providing guidance to the senior… more
- Truist (New York, NY)
- …Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Take a new perspective on existing solutions… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance officer , specifically relating to research publications & managing conflicts between Banking & Research for the Independent Compliance ... compliance advice to the Investment Banking & Research departments , compliance approvals for research publications, public appearances and non deal… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... registrations, anti-money laundering supervision, and advertising * Work with senior management, Legal, Compliance , HR, Marketing, registered representatives,… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US...experience managing regulatory exams (particularly SEC exams). + Fund compliance experience ( public and private). + Strong… more
- MTA (Brooklyn, NY)
- …Chief Equal Opportunity Officer , the Agency Deputy Chief Equal Opportunity Officer (DEOO) is responsible for evaluating compliance and making recommendation ... Agency Deputy Chief, Equal Opportunity Officer (ADEOO) - NYCT Job ID: 8630 Business...Evaluate statistical data and trends relevant to Equal Opportunity compliance to determine whether the Agency's practices, polices, procedures… more
- City of New York (New York, NY)
- …aimed to move the City towards a smaller jail system without compromising public safety. The DOC is responsible for maintaining a safe and secure environment ... in the position of Records Access and Chief Privacy Officer for the Department. Under the leadership of the...drafting of complex legal documents as needed; interact with senior agency legal personnel; guide, supervise and/or review work… more
- City of New York (New York, NY)
- …and restorative justice support to City government agencies and the general public , and the Administrative Judicial Institute, a resource center that provides ... is seeking to hire one Supervising Special Education Hearing Officer to manage OATH special education impartial hearing officers...pursuant to Section 504, and will serve as a senior advisor to the Deputy Commissioner of the Division… more
- Charles Evans Center (Bethpage, NY)
- Chief Executive Officer , Bethpage, NY Charles Evans Center (CEC Healthcare) Our Mission The Charles Evans Center (CEC Health Care) is dedicated to enhancing the ... vital health services. Position Summary: We are looking for a Chief Executive Officer that will provide visionary leadership and strategic direction for all facets… more
- City of New York (New York, NY)
- …MANAGER. Division/Program Summary Description: The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked with overseeing, ... Under direct supervision of a Deputy Agency Chief Contracting Officer , the selected candidate will utilize varying degrees of...- Serve as a member of the ACCO/Assistant Commissioner's senior management team. Work closely with the ACCO/ Senior… more
- BMS Family Health and Wellness Centers (Brooklyn, NY)
- Chief Operating Officer Brooklyn, NY (http://maps.google.com/maps?q=592+Rockaway+Avenue+Brooklyn+NY+USA+11212) Description BMS Family and Wellness Centers, a ... non-profit healthcare organization is seeking a Chief Operating Officer (COO). The health center delivers high-quality and comprehensive primary care, specialty, and… more
- City of New York (New York, NY)
- …plan beneficiaries and the City of New York. Reporting directly to the Chief Investment Officer , the Deputy Chief Investment Officer (DCIO) will be a member of ... the BAM senior leadership team and a voting member of the...will oversee this effort led by our Chief ESG Officer . We have an obligation to pay benefits to… more
- Fox Rothschild LLP (New York, NY)
- …As a key member of Fox Rothschild's management team, the Chief Financial Officer will have primary oversight and responsibility for the Firm's financial operations ... closely with the Executive Committee, the Finance Committee and other members of Senior Management in both operating and strategic matters as needed. The Chief… more