- TD Bank (New York, NY)
- …on TDS Compliance Initiatives in accordance with the TD Global Compliance Department Mandate and the Regulatory Compliance Management Program + ... and implementation of stakeholder engagement plans, programs and projects to support TDS regulatory Compliance objectives + Works closely with the Regulatory … more
- Citigroup (New York, NY)
- …Regulatory Reporting and Client Tax Operations team within the Wealth division. The Head of NAM Regulatory Reporting and Client Tax Operations will be ... responsible for overseeing the end-to-end regulatory reporting and tax compliance processes, ensuring...and Client Tax Operations, ensuring alignment with the global compliance and risk management framework. Lead initiatives … more
- Guardian Life (New York, NY)
- …compliance (EEO, FMLA, FLSA, ADA, OSHA, etc.) and HR and Payroll (HR) regulatory matters. + Lead initiatives to educate employees, managers, and executives on ... external regulatory inquiries, audits, and investigations relating to HR compliance . + Lead investigations into potential HR compliance violations, providing… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of ... to drive alignment and ensure informed decision-making. + Stay current with regulatory expectations related to compliance culture and industry developments, to… more
- Citigroup (New York, NY)
- …Operating Office (T&BE COO) drives a strong focus on risk and controls, compliance and value across T&BE organization and oversees Controls, Analytics and Decision ... Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well... commitments across T&BE globally. The Data Quality Assurance Head is a newly created role and will be… more
- Citigroup (New York, NY)
- The Global Head of Wholesale Credit Risk Reporting will oversee the production of key management and regulatory reports for Wholesale Credit Globally. This role ... reports to the Head of Data Analytics Reporting and Tech (DART) and...critical impact or influence on key reporting and data initiatives in the Risk organization. **Key Responsibilities** . Lead… more
- Citigroup (New York, NY)
- …be to: + Deliver an effective control framework that fully meets Audit, Compliance and Regulatory requirements. + Accountable for integrity of operational ... stakeholders including Front Office Sales and Trading Desks, Banking Deal teams, Compliance , Legal, Finance and HR; alongside having significant interaction with our… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …review, emerging data collection technologies, etc.) + Prepare for and facilitate regulatory audits and inspections, ensuring readiness and compliance . _Data ... The Head of Clinical Data Management (CDM) is fully...Matter Expert and data-specific liaison for Process, Training and Compliance and other internal initiatives /projects + Design… more
- S&P Global (New York, NY)
- …with infrastructure teams to manage AWS environments effectively. + Lead technology audit compliance efforts in line with regulatory requirements. + Stay current ... **About the Role:** **Grade Level (for internal use):** 14 ** Head of Software Engineering: Data Platforms** The Head of Software Engineering: Data Platforms is… more
- Citigroup (New York, NY)
- …issues and operational risk events. This position will report directly to the Head of Services Controls and Regulatory Management. **Key Responsibilities** + ... The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist...of global policies and impact of local legal and regulatory requirements. + Maintain oversight over emerging and existing… more
- BlackRock (New York, NY)
- …team is responsible for leading Global Trading's strategic response to commercial, regulatory and technology driven changes in capital markets. The team engages ... provide thought leadership, shape market structure, and represent BlackRock's views on regulatory issues which affect trading. The team's remit also spans the… more
- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... while structuring deals that balance risk and reward. + Execution of strategic initiatives launched centrally at all levels (Group, Bank, Commercial Bank) + Oversee… more
- S&P Global (New York, NY)
- …This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory … more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance ... responsibility of this role will be assessing the firm's compliance infrastructure against these growth initiatives and...and Risk Group and will report to the Chief Compliance Officer, Americas/Global Head of Funds … more
- Scotiabank (New York, NY)
- …broker-dealers, and assist in successfully executing banking and broker-dealer-related audits, regulatory matters, and strategic initiatives . + Lead and assist ... mix of securities, loans, and derivatives. + A thorough understanding of financial/ regulatory and compliance policies and procedures + Possess an adequate… more
- Morgan Stanley (New York, NY)
- …include: -Provide implementation program management and leadership to key regulatory programs/ initiatives -Engage with Business Unit embedded programs ... of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our...and path to resolution -Provide overall support to Global Head of Regulatory Affairs -Manage/oversee contingent resources… more
- CIBC (New York, NY)
- …designed to evaluate the design and effectiveness of business controls in meeting regulatory compliance . Key areas of coverage for the Role includes but ... Regular **Weekly Hours** 40 **Skills** Quality Assurance Review, Quality Investigations, Regulatory Compliance , Regulatory Requirements, Risk Assessments,… more
- City National Bank (New York, NY)
- …(ie, Fund Administrators, Transfer Agents, etc.) and Fund Counsel on all regulatory , legal, compliance , and product development matters. Develop strategies and ... the firm's activities ensuring that legal issues, contracts, disputes, and complex regulatory and operational risk activities are conducted within the due diligence… more
- AIG (New York, NY)
- …and initiatives + Enable and facilitate NA Aerospace Claims team compliance with all appropriate governmental regulatory and AIG Corporate claims governance ... How you will create an impact Reporting to the Head of North America (NA) Aerospace Claims, the Claim...loss outcomes through Total Cost of Claim management and initiatives + Delegate, in accordance with Global guidelines, reserving,… more
- JPMorgan Chase (New York, NY)
- Business Management optimizes business performances by helping to drive key initiatives . We act as trusted advisors and counterweight to Business/Group Heads, and ... will be required to support three senior business leads ( Head of FICC Digital Markets, Head of...Product) in driving a large portfolio of digital transformation initiatives across Markets. In this role, the business manager… more