- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Senior Analyst will be a member of the Legal, … more
- SMBC (New York, NY)
- **Role Description** Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance ... **Qualifications and Skills** + +2 years of experience in regulatory compliance + Analytical thinking, attention to details, effective communication, technology… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- Morgan Stanley (Purchase, NY)
- …to various regulatory bodies including the SEC, FCA, ESMA and CFTC. The Regulatory Reporting team seeks an analyst /associate with a keen interest in finance ... Excel skills required -Knowledge of VBA and Bloomberg desired but not required - Compliance or Regulatory experience in financial markets is desired but not… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Molina Healthcare (Yonkers, NY)
- …functional specifications. 5. Design and implement IT systems and processes to support regulatory compliance . 6. Coordinate with developers and IT teams to ... materials. 16. **Project Management** : 17. Manage projects related to regulatory compliance , including system upgrades, implementations, and integrations. 18.… more
- Oura (New York, NY)
- …- both in and out of the office. We are looking for a highly motivated IT Compliance Analyst to join our IT Operations team. This role is critical for supporting ... SOC2, HIPAA, HITRUST, and DoD frameworks. As an IT Compliance Analyst , you will play a hands-on...and procedures, ensuring alignment with industry best practices and regulatory requirements. + Audit & Compliance Management:… more
- City of New York (New York, NY)
- …recruiting for (1) one Associate Staff Analyst to function as a Compliance Analyst , who will: - Conduct professional organizational research to promote ... Job Description PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team responsible ... of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing… more
- Scotiabank (New York, NY)
- Senior Analyst , Issues Management & Reporting / US Compliance **Requisition ID:** 212248 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary ... operations. This will entail the identification, tracking and reporting of compliance -related issues resulting from various sources including regulatory exams,… more
- ManpowerGroup (New York, NY)
- …or business analysis. + Proven experience with risk rating frameworks and regulatory compliance processes. + Hands-on expertise with PowerPoint, Excel (including ... leader in the financial services industry, is seeking a Compliance Business Analyst to join their team....update risk ratings based on evolving business factors or regulatory changes. + Ensure accuracy and consistency in risk… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category ... or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial… more
- Bloomberg (New York, NY)
- …performance, financial oversight and thought leadership. We are looking for a finance analyst to join our larger finance team supporting the Legal, Compliance , ... management support to drive the strategic direction of Bloomberg's Legal, Compliance , and Risk Functions. Legal performs all legal interpretation and drafting,… more
- Deloitte (Stamford, CT)
- …working with professionals to answer their questions? We are seeking an Associate Compliance Analyst who will be responsible for maintaining the entity data ... in our internal personal independence compliance system and assisting professionals with adding new entities...changing financial instruments and the need for responsiveness to regulatory change. The Associate Analyst will be… more
- City of New York (New York, NY)
- …Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in managing field ... to ensure that construction work is performed in a safe manner, in compliance with regulatory agency requirements, and the quality of work is in line with best… more
- CIBC (New York, NY)
- …Exposure to risk management, capital stress testing, credit risk models, and regulatory compliance would be particularly relevant. + **You embrace and ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** As a Business Systems Analyst on the US Compliance Technology team, you'll be… more
- Wellington (New York, NY)
- …to deepen understanding of investment strategies relative to client guidelines and regulatory standards. + Additionally, the Senior Analyst will participate in ... five years of experience in Guideline Monitoring, Investment Operations, or Investment Compliance , and/or an understanding of regulatory frameworks such as the… more
- Scotiabank (New York, NY)
- …are in compliance with governing regulations, internal policies and procedures. Analyst will work closely with the Manager and Senior Manager FLSS and will ... Internal Control Analyst **Requisition ID:** 212982 **Salary Range:** 69,400.00 -...assist in meeting a number of industry practices and regulatory requirements related to GTB business unit. Accountabilities: +… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary:** The Financial Reporting Analyst reports to the Regulatory Reporting Manager and is responsible ... regulatory reports (including daily 15c3-1 daily net capital computation) in compliance with all regulatory requirements, Company policies and procedures, and… more
- Carrington (Old Greenwich, CT)
- …our amazing team and work remote from home!** The Foreclosure Oversight Analyst II will be responsible for reviewing, engineering, maintaining and ensuring ... operational reliability, managing the effect that process improvements, regulatory change, and external forces have on the foreclosure department's data… more