- TD Bank (New York, NY)
- …of innovation, excellence, and commitment to customer service. **Department Overview** The Regulatory Reporting Group (RRG) has operational oversight to ensure ... compliance standards are being met for an assortment of regulatory reporting mandates globally, on behalf of...colleagues to help them and their families achieve their financial , physical and mental well-being goals. Total Rewards at… more
- TD Bank (New York, NY)
- …Requirements:** + Public Accounting is a plus + Regulatory exp is a plus + Financial Reporting is a plus + CPA, CISA and/or CIA is preferred **Who We Are:** ... role. **Line of Business:** Audit **Job Description:** The Audit Manager I is responsible for oversight of assigned audit...TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Scotiabank (New York, NY)
- Senior Manager , Regulatory Relations Group **Requisition ID:** 219600 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... regulatory monitoring interactions, assisting with oversight of regulatory remediation and reporting to internal Bank...+ At least seven years of experience at a Financial Services Firm, Consulting Firm, or Regulatory … more
- TD Bank (New York, NY)
- …in various agency meetings on behalf of RPM, and serves as primary Relationship Manager on assigned examinations or regulatory matters + Performs QC of all ... lines and exam staffs, and serves as primary Relationship Manager for less complex examinations + Participates as charged...7 years related experience required, preferably in Risk Management, Regulatory , or Audit in the financial services… more
- Santander US (New York, NY)
- …multiple tasks in a high pressure environment + In-depth knowledge of current financial regulatory requirements for corporate and investment banking business + ... Regulatory Examination Management, Compliance Manager ED...regulatory developments, applying this expertise when interacting with financial services regulators (including OCC, FRBB, SEC, CFTC, NFA,… more
- Bank of America (New York, NY)
- Regulatory Relations Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... and make an impact. Join us! **Role Overview:** The Regulatory Relations Manager is responsible for maintaining...preparation of regulatory responses; as well as regulatory activity tracking, reporting and escalation. +… more
- Amazon (New York, NY)
- Description We are looking for a highly motivated Technical Program Manager to join our regulatory operations team. As part of the team, you will own the ... to effectively track, manage and respond to our global regulatory and compliance obligations at scale. Our team solves...and make tradeoffs. You will build and maintain integrated reporting for areas of responsibility You will evaluate the… more
- TD Bank (New York, NY)
- …activities of Wealth Banking.** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk ... **Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities;** + **Internal Audit, regulatory … more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment,… more
- Scotiabank (New York, NY)
- Manager , Regulatory Obligation & Risk Assessment, Swap Dealer and Derivatives Compliance **Requisition ID:** 220782 **Salary Range:** 90,000.00 - 167,200.00 ... monitoring, overseeing, and independently challenging the firm's execution of its regulatory responsibilities. The primary responsibility of this position is to… more
- Scotiabank (New York, NY)
- …Lead monthly credit risk portfolio reporting and preparation of standard regulatory reporting presentation and information packages + Serve as the ... Manager , US Credit Risk, Risk Reporting ...of progressive, relevant and practical experience, preferably within a financial institution. Ideally the candidate will have experience in… more
- VNS Health (Manhattan, NY)
- …Life and Disability + Employer-matched retirement saving funds + Personal and financial wellness programs + Pre-tax flexible spending accounts (FSAs) for healthcare ... on compliance related issues. + Assists in coordinating and responding to regulatory policy changes affecting VNS Health operations. + Collaborates with leadership… more
- American Express (New York, NY)
- …skills to navigate ambiguous white space + Familiarity with the financial sector's regulatory environment **Preferred Qualifications:** + Understanding of ... related to engaging AENB governance committees, including the Board + Management of regulatory engagement strategy in conjunction with GCO and AENB as we prepare to… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...will be part of the MUFG Securities ICRO Team reporting directly to the ICRO. The role will have… more
- NJ Transit (Newark, NJ)
- …partners and staff at all levels desired. + Strong background in managing financial management systems, financial reporting and working with databases ... Manager , Program Reporting & Controls Capital...delivery activities. + Manages the compilation and verification of financial data and statistics and approves final submission of… more
- TD Bank (New York, NY)
- …covering wholesale businesses, functions, and topics, including operations, risk, finance, regulatory reporting , and sales and trading. + Prepare business ... compliance or related securities experience required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and… more
- Mizuho Corporate Bank (New York, NY)
- The Human Resources Strategy and Reporting role is a position that focuses on analyzing and interpreting HR data through the creation of reports and presentations ... trends and the competitive landscape and share insights through reporting and analysis. Support various HR strategic initiatives from...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- TD Bank (New York, NY)
- … Regulatory Change Management Standard and responsibility for related reporting * Provide executive leadership to drive efficiency and effectiveness improvements ... **Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance… more
- BlackRock (New York, NY)
- …a major law firm and/or in the legal and compliance department of an asset manager , investment bank, hedge fund or other financial services company. + An ... products and services they need to secure a better financial future. That's why investors of all kinds have...all kinds have made us the world's largest asset manager , entrusting us with trillions of dollars, and it's… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more