- Vanguard (Chesterbrook, PA)
- Vanguard's Internal Audit & SOX (IAS) department...has an exciting opportunity for a Senior Audit Data Analyst on the Global Investment ... design, build and deliver highly effective analytic results and insights for audit engagements across our Finance division. You'll also work collaboratively with IAS… more
- Vanguard (Chesterbrook, PA)
- Vanguard's Internal Audit SOX (IAS) department has an exciting opportunity in our Automation and Analytics team. We're looking for a tech-savvy, innovative ... and Optimization: Identify opportunities for process improvement through automation within internal audit . Analyze existing processes, map processes, design… more
- Vanguard (Malvern, PA)
- …dynamic and visionary Access and Resiliency Strategist to support Vanguard's Investment Management Group (IMG) by spearheading the development and implementation of ... cutting-edge investment access and business continuity risk strategies. This pivotal...risk framework. Develops strong risk assessments, change management practices, internal risk monitoring and reporting infrastructure, targeted reviews, controls… more
- M&T Bank (Radnor, PA)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... budgets and proformas. + Coordinate underwriting and closing process with client, internal partners, counsel, etc. with a focus on client experience. + Partner… more
- TD Bank (Wilmington, DE)
- …risk reviews of new or expanded products/services, manages remediation of regulatory and internal audit issues, and maintains standards and procedures related to ... appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes… more
- City National Bank (Wilmington, DE)
- …* Partner with team members to contribute concise communication materials for senior management. Develop presentations for internal and external meeting that ... *BUSINESS CONTROLS ANALYST SENIOR * WHAT IS THE OPPORTUNITY? This position will...business line risk management, compliance activities, legal engagement, and internal or external audits. * Act as a liaison… more
- TD Bank (Wilmington, DE)
- …**Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, Financial Crime Risk Management role leads, develops and oversees ... and implements risk mitigation strategies for findings from risk assessment, audit findings, regulatory exams, potential violations of law, etc. Additionally, this… more
- JPMorgan Chase (Wilmington, DE)
- …discussions and meetings with internal management, external / internal audit , peer groups, regulators and senior stakeholders + Ability to prioritize and ... programs, and acts as a liaison between management, the Lines of Business, internal and external audit , and regulators. **Job responsibilities** + Understand and… more
- TD Bank (Wilmington, DE)
- …workstream and full concern level, ensuring effective remediation, leading to successful Internal Audit validation. This role engages with stakeholders to ... Description:** The Control Remediation Quality Assurance Review & Challenge Coordination Senior Business Management Specialist will have appropriate Audit or… more
- TD Bank (Wilmington, DE)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research,… more
- M&T Bank (Wilmington, DE)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... long-term change sustainability increasing benefit realization and ROI (Return on Investment ). Leads change management by driving the advancement of change… more
- Vanguard (Malvern, PA)
- …Dazz, or Avalor + Experience with risk controls and interacting with internal /external audit preferred. Special Factors Sponsorship Vanguard is not offering ... comprehensive health and wellness care, work-life balance, and an investment in your future at its core. We're excited...your future at its core. We're excited for a Senior Vulnerability Management Analyst to join our high-energy team… more
- Wells Fargo (Conshohocken, PA)
- …within Commercial Banking by analyzing financials, presenting to clients, coordinating with internal stakeholders, and partnering with senior peers to execute ... **About this role:** Wells Fargo is seeking a Senior Commercial Banking Relationship Manager in Mid-Corp Banking...and/or development of presentation materials for client meetings and/or internal discussions + Support execution of client calls by… more
- M&T Bank (Wilmington, DE)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... structure to resolve complex problems. Participate in analysis and provide guidance on investment and project decisions for the business line and the bank. **Primary… more
- BlackRock (Wilmington, DE)
- …BlackRock disclosure policies and quality standards are maintained, and resolving any audit inquires; + Coordination with external audit firms including review ... of engagement letters and fees, audit preparation activities, audit confirmations, general ...+ Build and maintain strong working relationships with multiple internal and external stakeholders including fund administrators and fund… more
- BlackRock (Wilmington, DE)
- …accounting, or related areas with a focus on private funds and private markets investments . + Former big-4 audit and lead controller experience in the ... BlackRock, which include private equity, funds of funds, and direct co- investment strategies. Our completely coordinated alternative investment capabilities… more
- BlackRock (Wilmington, DE)
- …The team's engagements are high profile initiatives which require team members to have senior level exposure and play an active role in crafting the future state ... service providers to build and/or review fee calculations for alternative investment products that have launched recently + Interpret sophisticated fee agreements… more
- BlackRock (Wilmington, DE)
- …at the organization such as Restricted Stock Units (RSU) Options, Investment Professional Deferred Compensation, and Voluntary Deferred Compensation. The team work ... closely with internal stakeholders such as Legal, Compensation, Employee Relations, Finance,...and payroll teams to ensure accurate taxation + Validate, audit , and process new hires, terminations, and transfers to… more
- TD Bank (Wilmington, DE)
- …is done at the Design and Operating Effectiveness level prior to final submission to Internal Audit . The Head of FCRM Monitoring & testing oversees and supports ... context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and...+ Relevant experience working in a challenge function (eg, Internal Audit , ORM, Risk Oversight) within the… more
- TD Bank (Wilmington, DE)
- …+ Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team ... 7+ years experience **Preferred Skills:** + Interpersonal skills, presenting/ reporting for senior management audiences, Audit or regulatory exam experience a… more