- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... for New York Branch. + Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists in the development and refinement of… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- TD Bank (New York, NY)
- … Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- American Express (New York, NY)
- …program, including policies, risk assessment, monitoring , issue management, and oversight of Compliance monitoring and testing . + Ensure Compliance ... compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Develop and retain… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... clear, actionable technical specifications. Lead the analysis and design of compliance technology solutions, including transaction monitoring and case… more
- MUFG (Jersey City, NJ)
- …Summary:** We are seeking a Vice President to lead our Continuous Control Monitoring (CCM) program within the Cybersecurity GRC organization. This role will design ... and implement automated control testing capabilities that provide real-time assurance across critical technology and security domains. The ideal candidate combines… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: The Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of categories...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Director. The… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Vice President.… more
- Bank of America (New York, NY)
- …+ Assist with the development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and ... work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + Influence… more
- City National Bank (New York, NY)
- …Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance testing program and processes. * Performs research on regulations and ... test results along with comparable line of business QA testing results. * Conduct meetings to discuss testing...other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and maintain… more
- City National Bank (New York, NY)
- * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring , oversight and independent review and assessment of ... products, training, regulatory change management, risk assessments, issues management, and monitoring and reporting. * Compliance Risk Management Division* This… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …individual will play a key role in ensuring ITGC auditing access controls, monitoring compliance policies, automating Compliance checks and ensuring ... SOX Compliance , Sarbanes Oxley (SOX) Control, Sarbanes-Oxley Act (SOX), SOX Compliance Audit, SOX Documentation, SOX Guidelines, SOX Testing Optional Skills… more
- JPMorgan Chase (Jersey City, NJ)
- …assessments, compliance training, understanding regulatory changes, creation of risk monitoring and testing activities to assess control effectiveness. Our ... and risk assessments and performing monitoring and testing activities). + Analyze compliance and operational risks to identify and make recommendations for… more
- Capital One (New York, NY)
- …procedures, and controls + Perform UDAAP validations and reviews + Active involvement with compliance testing and third party compliance + Maintain expert ... such as: new products, process development, development of controls and monitoring , remediation/corrective action of compliance breakdowns, and change in… more
- Bloomberg (New York, NY)
- … status reports, potential gaps and issues and maintain organized records of compliance documentation; * Contribute to testing and audit preparation, and ... Data Compliance Officer - 12 Month contract Location New...related assessments, assists with systems due diligence and transaction monitoring , and develops internal policies and procedures. **What's The… more