We interpreted Fairview, NJ as Fairview, NJ. Other options include: Fairview (Monmouth County), NJ
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- JPMorgan Chase (Brooklyn, NY)
- …Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice President on the Regulatory Reporting Policy team, you will ... and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead... reporting, US GAAP or IFRS interpretation experience + Vice President level or equivalent experience +… more
- MUFG (New York, NY)
- …trusted financial group. **Major Responsibilities** : + Support end-to-end Banking regulatory exam management, including meeting scheduling, organization of ... member of our recruitment team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Associate Join a financial...document productions, responding to regulatory requests for information, and drafting meeting summaries/minutes +… more
- Wells Fargo (New York, NY)
- …this role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Business and Tech Services (BTS), to join its New York City ... deal execution. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo, CIB Fund Finance Group is seeking an Investment Banking Vice President to join its Charlotte or New York office. The Fund ... part of the Corporate and Investment Bank (CIB). A Vice President on the Fund Finance Group...be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (New York, NY)
- …relationship with Wells Fargo. The Financial Sponsors Group is seeking a Vice President with prior Infrastructure Fund investment banking coverage experience ... unique content for clients, and creative, team-oriented approach to solving problems. The Vice President will have the opportunity to work with private equity… more
- Wells Fargo (New York, NY)
- …This position, within the Financial Institutions group, is seeking a seasoned Investment Banking Vice President to join the team in New York or Charlotte. This ... and a creative, team-oriented approach to solving problems. The Vice President will also be responsible for...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Bank of America (New York, NY)
- Sr. Data Analyst, Data Steward Team - Vice President New York, New York;Jersey City, New Jersey **Job Description:** **Job Description** Global Corporate & ... business executors, thematic review of data issues and incidents as well as regulatory exam results - to influence GCIB's data strategy and initiatives roadmap +… more
- Wells Fargo (New York, NY)
- …within Wells Fargo's CIB Financial Institutions Group, is seeking a talented and experienced Vice President to join and grow one of the industry's leading ... and deliver results **Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is… more
- Citigroup (New York, NY)
- …our industry. **Team Overview:** The **Markets Operations COO Controls and Regulatory Management** function is comprised of: + Deeply embedded Control Officers ... and Control Advisory + A Centralized Controls function comprised of Regulatory Control & Governance, Control Solutions & Risk Remediation, and Risk… more
- Raymond James Financial, Inc. (New York, NY)
- …Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary ... Range** $130,000.00-$250000.00 **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity,… more
- SMBC (White Plains, NY)
- …and supporting users of, and development of certain business critical systems. The Vice President of the Operations Examination Support (OES) Team will assist ... a BCDAD single point of contact for all internal, external audits, and regulatory examinations to ensure that BCDAD response is conducted in accordance with company… more
- M&T Bank (New York, NY)
- **Overview:** This Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services ... Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one or more… more
- Citigroup (New York, NY)
- We're currently looking for a high caliber professional to join our team as **Senior Vice President - Project Management Lead** based in **New York.** **In this ... Order Closure, Matters Requiring Attention (MRA), Strategic Initiatives and potentially some Regulatory Exam Management. The role is responsible for overall… more
- State of New York Mortgage Agency (New York, NY)
- …to be carried in the legal department, at the discretion of the Senior Vice President /General Counsel and the Deputy Counsel for Compliance. Who you are: ... affordable housing and increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must meet the minimum… more