• Senior Compliance Officer

    TD Bank (New York, NY)
    …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more
    TD Bank (01/28/25)
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  • Senior Manager, Markets Compliance

    Scotiabank (New York, NY)
    Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... more
    Scotiabank (01/22/25)
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  • Market Risk Officer Rates Linear…

    Citigroup (New York, NY)
    Opening is for a Market Risk Officer focused on North America NAM G10 Linear Rates desk. Successful candidate would join an existing team based in NYC focused on ... more
    Citigroup (12/25/24)
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  • Senior Compliance Officer - Branch…

    TD Bank (New York, NY)
    …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... more
    TD Bank (01/28/25)
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  • Citi Commercial Bank - Institutional Credit…

    Citigroup (New York, NY)
    …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... more
    Citigroup (01/24/25)
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  • Compliance Officer S&P Global DJI

    S&P Global (New York, NY)
    …**Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones ... more
    S&P Global (11/30/24)
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  • In-Business Control Officer - Corporates

    S&P Global (New York, NY)
    …Role:** **Grade Level (for internal use):** 11 **Title** : In Business Control Officer - Corporates **The Role** Reporting to the Head of In-Business Control ... more
    S&P Global (01/31/25)
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  • Business Information Security Officer

    S&P Global (New York, NY)
    …We are looking for a pro-active and forward-thinking Business Information Security Officer that is well versed in information security management principles and ... more
    S&P Global (12/16/24)
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  • Model/Anlys/Valid Officer

    Citigroup (New York, NY)
    …Use parallel computing techniques to perform models back testing , stress testing , and profit attribution analysis. Support compliance efforts in response to ... more
    Citigroup (12/11/24)
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  • Credit Officer , Securitization Associate

    SMBC (New York, NY)
    …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... more
    SMBC (01/10/25)
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  • Deputy Chief Audit Officer

    Amalgamated Bank (New York, NY)
    The Deputy Chief Audit Officer (DCAO) supports the Chief Audit Executive in leading the internal audit function, ensuring compliance with regulatory ... more
    Amalgamated Bank (01/10/25)
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  • Vice President, Compliance Monitoring…

    TD Bank (New York, NY)
    …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more
    TD Bank (01/28/25)
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  • VP, Operational Risk & Resilience, Control…

    BMO Financial Group (New York, NY)
    Markets Operational Risk and Resilience (CM ORR) group. As part of the Capital Markets Office of the Chief Operating Officer (CM OCOO), the CM ORR unit ... more
    BMO Financial Group (01/29/25)
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  • Director, Regulatory Compliance Management…

    CIBC (New York, NY)
    …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer , the Director, RCM Portfolio Management is ... more
    CIBC (01/23/25)
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  • Stress Testing Independent Review…

    Citigroup (New York, NY)
    …(where possible) that will enable the business to make rapid decisions against market condition changes + Ensures the compliance of development and validation ... more
    Citigroup (01/05/25)
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  • Compliance Conflict of Interest Manager

    City National Bank (New York, NY)
    …of modification and enhancements of COI transaction monitoring models. Works with the Compliance Training Officer to ensure that ongoing management of the ... more
    City National Bank (01/17/25)
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  • Compliance Advisor - Institutional Services

    M&T Bank (New York, NY)
    … Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is needed. The ... more
    M&T Bank (12/13/24)
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  • Senior Regulatory Compliance Analyst

    Wellington (New York, NY)
    …of the Legal, Compliance and Risk Group and will report to the Chief Compliance Officer , Americas/Global Head of Funds Compliance , and work closely with ... more
    Wellington (12/12/24)
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  • Director, Federal Compliance

    Ankura (New York, NY)
    …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... more
    Ankura (12/03/24)
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  • Enterprise Financial Risk Sr. Specialist

    Bank of America (New York, NY)
    …and Committee materials + Wholesale/Retail spot RWA and manual adjustment testing , interpretations, rule compliance and calculator change control reviews ... more
    Bank of America (12/07/24)
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