- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... more
- Citigroup (New York, NY)
- Opening is for a Market Risk Officer focused on North America NAM G10 Linear Rates desk. Successful candidate would join an existing team based in NYC focused on ... more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... more
- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones ... more
- S&P Global (New York, NY)
- …We are looking for a pro-active and forward-thinking Business Information Security Officer that is well versed in information security management principles and ... more
- Citigroup (New York, NY)
- …Use parallel computing techniques to perform models back testing , stress testing , and profit attribution analysis. Support compliance efforts in response to ... more
- SMBC (New York, NY)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... more
- Amalgamated Bank (New York, NY)
- The Deputy Chief Audit Officer (DCAO) supports the Chief Audit Executive in leading the internal audit function, ensuring compliance with regulatory ... more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more
- BMO Financial Group (New York, NY)
- … Markets Operational Risk and Resilience (CM ORR) group. As part of the Capital Markets Office of the Chief Operating Officer (CM OCOO), the CM ORR unit ... more
- Citigroup (New York, NY)
- …(where possible) that will enable the business to make rapid decisions against market condition changes + Ensures the compliance of development and validation ... more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer , the Director, RCM Portfolio Management is ... more
- City National Bank (New York, NY)
- …of modification and enhancements of COI transaction monitoring models. Works with the Compliance Training Officer to ensure that ongoing management of the ... more
- M&T Bank (New York, NY)
- … Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is needed. The ... more
- Wellington (New York, NY)
- …of the Legal, Compliance and Risk Group and will report to the Chief Compliance Officer , Americas/Global Head of Funds Compliance , and work closely with ... more
- Ankura (New York, NY)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... more
- Bank of America (New York, NY)
- …and Committee materials + Wholesale/Retail spot RWA and manual adjustment testing , interpretations, rule compliance and calculator change control reviews ... more
- Scotiabank (New York, NY)
- …with global audit teams such as COEs, regional audit teams including Capital Markets , Compliance , Risk Management, and IT to develop a stronger strategy ... more