- TD Bank (New York, NY)
- …at the firm. + Proficient in Word, Excel and PowerPoint The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- S&P Global (New York, NY)
- …Level (for internal use):** 12 **_The_** **_Role:_** **_Regional Commercial Associate Director - Regulatory Compliance_** **The Team:** This commercial position is ... part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and Regulatory Solutions, you will work… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work as a ... find the right solution + **Our commitment to Diversity, Equity & Inclusion, and our community\.** We celebrate the...member of the Ross Legal and Compliance team, as part of the New York\-based Legal… more
- City of New York (New York, NY)
- …an exceptional, highly motivated and detail oriented procurement professional to serve as the Director of Compliance for the Compliance team. The selected ... areas within the agency to ensure procurements are in compliance with, Local Law 63 and Local Law 1,...in the lives of all New Yorkers! Commitment to Equity : The City of New York is an inclusive… more
- American Express (New York, NY)
- …matters. The Compliance Risk Management Program is seeking a skilled Regulatory Compliance Director to lead the global regulatory compliance function ... Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk… more
- City of New York (New York, NY)
- …The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE ... work of public health. True to our value of equity as a foundational element of all our work,...DOI, and monitoring the practices and procedures to ensure compliance with those rules and guidelines. Delivering successful outcomes… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & ... across two US broker-dealers. The role will include accountability for compliance advisory services, design and execution of surveillance activities, and… more
- City of New York (New York, NY)
- …BE LIMITED TO: - Under the direction of the Controller, the Senior Director for Fiscal Compliance and Strategic Initiatives, will assume oversight responsibility ... work of public health. True to our value of equity as a foundational element of all of our...mental hygiene services nationally and internationally, seeks a dynamic Director of Programmatic Fiscal Affairs to join its challenging,… more
- NBC Universal (New York, NY)
- …content that reflects the current and ever-changing face of the world. Role Purpose: The Director , SAP S/4 Risk & Compliance Lead is a critical role for ... platforms, Comcast NBCUniversal stands for including everyone. Our Diversity, Equity and Inclusion (https://www.nbcuniversal.com/diversity- equity -inclusion) initiatives, coupled with… more
- Mount Sinai Health System (New York, NY)
- …(Hospital and School), and the Chemical Shipment Program. Ensures compliance with institutional, local and federal regulations, with continual preparation ... and/or frequency) 1. Management of hazardous waste operations, including compliance oversight and staff training/documentation for 350 + research laboratories,… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/13298/associate- director %2c-student-health- compliance ... that reflects and enacts the values of inclusion, diversity, belonging, equity and accessibility that inform academic excellence. Employees in this organization… more
- Mount Sinai Health System (New York, NY)
- …for providing administrative, operational, and programmatic oversight of the 340B program. The Director will serve as the covered entity's compliance expert on ... as they related to split-billing software and mixed-use implementation. The Director ensures that compliance regulations are developed, implemented, and… more
- Scotiabank (New York, NY)
- Director , Equities Quantitative Strategist, US Equity Execution **Requisition ID:** 213876 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the ... team, committed to results, in an inclusive and high-performing culture. **Title: Director , Equities Quantitative Strategist, US Equity Execution** **Global… more
- Scotiabank (New York, NY)
- Director , Electronic Execution Services Sales, Global Equities **Requisition ID:** 209208 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary ... committed to results, in an inclusive and high-performing culture. **Title: Director , Electronic Execution Services Sales, Global Equities ** **Global Banking… more
- Fastly (New York, NY)
- …department heads, engineers, auditors, and customers. This position will report to the Director , Technology Compliance and will work closely with partners across ... close early due to the volume of applicants._ **Technology Compliance Lead - Security** As a Technology Compliance...This role may be eligible to participate in Fastly's equity and discretionary bonus programs. **Benefits:** We care about… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global ... Dow Jones Indices (SPDJI) division. As a Compliance Director , you'll play a pivotal role in our global compliance team, ensuring that our Compliance … more
- Scotiabank (New York, NY)
- …policies to the Senior Manager. Critical matters are immediately escalated to the Director , Investment Management Compliance . + Support the Compliance Team ... Manager, Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 -...needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional … more
- Bowery Residents Committee (Manhattan, NY)
- …, which operate under various city, state, and federal regulations. The Program Compliance Coordinator reports to the Director of Program Compliance . ... Program Compliance Coordinator Job Description The Program Compliance...and goals of BRC, supporting efforts to improve diversity, equity , and inclusion. + Perform other related duties and… more
- City of New York (New York, NY)
- …create engaging and respectful workplace environments. Under the direction of the Director , Investigations and Compliance Unit, the Investigations and ... of the City of New York. Our commitment to equity , effectiveness, and sustainability guides our work providing City...over 80 agencies (mayoral or non-mayoral). The Investigation and Compliance Unit, to which this position belongs, updates and… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you… more