- JPMorgan Chase (New York, NY)
- **Job Summary** As a Control Management Vice President within our dedicated team, you will be tasked with maintaining a sustainable and disciplined end-to-end ... control environment for the line of business. Your responsibilities...capabilities, and skills** + Basic understanding of trade-life cycle, equity & markets + Prior front office exposure preferred… more
- SMBC (New York, NY)
- …risk management purpose. + Creating test environment and test case for trading model management, model control , and regulation auditing purpose. **Qualifications ... SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of… more
- Citigroup (New York, NY)
- …laws, rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a self-starter, flexible, ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $142,320.00 -… more
- Scotiabank (New York, NY)
- …of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager's role will focus on Internal ... Manager, US Internal Control and Global Wholesale...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Scotiabank (New York, NY)
- Senior Manager, US Equities Product Control **Requisition ID:** 215730 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is ... regulations, internal policies, and procedures. Reporting to the Director, US Equities Product Control , the...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Scotiabank (New York, NY)
- Manager, US Equities Product Control ...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income...internal policies, and procedures. Reporting to the Senior Manager, US Equities Product Control , the… more
- BMO Financial Group (New York, NY)
- …with primary accountability for the Firm's Cash Equities & Electronic Trading businesses, across two US broker-dealers. The role will include accountability ... additional risk mitigating controls pertaining to the Firm's Cash Equities & Electronic Trading businesses. The role...expertise of the rules and regulations related to the US Cash Equities markets, including FINRA, SEC,… more
- Bank of America (New York, NY)
- …of electronic trading regulatory trends and future requirements **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...Communications **Job Description Summary:** Coordinated risk oversight of electronic trading for FICC, Equities and/or Futures and… more
- CIBC (New York, NY)
- …**How You'll Succeed** + Ensure there are appropriate market risk frameworks in place for US Equity Derivatives to control for market risk and that processes ... The incumbent will be responsible for ensuring that market risk for CIBC's US Equity Derivatives business is completely captured, quantified and controlled. The… more
- TD Bank (New York, NY)
- …legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues ... a wide range of TD Securities business lines including equity derivatives, fixed income, credit derivatives, commodities, foreign exchange,...and the financial guardian of the TDS sales and trading activities. + Ensure overall Product Control … more
- Scotiabank (New York, NY)
- …**Purpose** Contributes to the overall success of the Equities Sales and Trading businesses in the US ensuring specific individual goals, plans, initiatives ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Citigroup (New York, NY)
- …Quantitative Analysis **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $150,000.00 - ... within the business. The role involves working closely with Trading , Sales, Structuring, and Risk and Control ...is the development of pricing models within the strategic Equity Derivatives analytics library. Experience of 2 to 4… more
- Bank of America (New York, NY)
- …+ Strong time-management skills. + Ability to meet deadlines **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring… more
- SMBC (New York, NY)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... **Job Summary** The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk management individual… more
- Scotiabank (New York, NY)
- …is a subset of the First Line Supervision Support team within US Internal Control . TFS is embedded on the trading floor and is responsible for establishing ... Manager, Trade Floor Supervision, US Internal Control **Requisition ID:** 215282...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...of contact for key internal partners including Algo Risk Control (ARC), Model Risk, Model Validation, Compliance, Audit, and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...group, TD Securities, and externally The VP Sales and Trading TDS develops an institutional investor base in the… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more
- Scotiabank (New York, NY)
- Manager, US Control Room **Requisition ID:** 215765 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. Salary ... to drive ambition for every future! **Purpose** The Manager, US Control Room is a critical element...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Bank of America (New York, NY)
- …Familiarity with different data types - orders, executions, market data **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... along with the power to make a difference. Join us ! **BACKGROUND** Global Risk Management (GRM) leads bank-wide initiatives...how best to structure data sourcing and data quality control strategy for GRM so it can unlock business… more