- SMBC (Jersey City, NJ)
- …exposure. + Develop MIS reports for submission to senior Branch management. + Apply data from BSA / AML Compliance Department stakeholders to translate ... SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc.,...to 7 years with data , platforms, and data management; BSA / AML compliance… more
- SMBC (Jersey City, NJ)
- …Mathematics, Statistics, Analytics, or other related field). + 10-15 years of BSA / AML compliance experience, particularly with data , platforms, and ... develop work product independently and in a fluid environment. + BSA / AML compliance experience, particularly with data , platforms, and data … more
- New York State Civil Service (New York, NY)
- …supervision of the Banking Division; * Serves as an expert resource on Bank Secrecy Act /Anti-Money Laundering ( BSA / AML ) and related matters for the ... / product lines, and change of control applications for compliance with BSA / AML and OFAC...legal and regulatory changes and developments relating to the Bank Secrecy Act , and related… more
- New York State Civil Service (New York, NY)
- …including on-chain and off-chain alerts/investigations* Solid knowledge of Bank Secrecy Act /Anti-Money Laundering ( BSA / AML ), Sanctions (OFAC), ... system that benefits individuals and supports business. Through engagement, data -driven regulation and policy, and operational excellence, the Department... AML and Fraud Professional; ABA Certificate in BSA and AML Compliance ; ABA… more
- KPMG (New York, NY)
- …financial institutions in addressing financial crimes (such as Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ), and Office of Foreign Assets ... all three lines of defense; help Financial Crimes leaders ( BSA / AML , Fraud, and Sanctions) in the financial...requirements and guidance + Engage in projects to enhance compliance programs, leveraging data analytics and advanced… more
- RGP (New York, NY)
- …, Sanctions, Bribery, Corruption, Fraud). * Strong knowledge of the Bank Secrecy Act ( BSA / AML ), Anti-Bribery and Corruption regulations, Sanctions, ... , with a primary focus on Financial Crimes, including Anti-Money Laundering ( AML ), Sanctions, Bribery, Corruption, and other compliance areas such as… more
- New York State Civil Service (New York, NY)
- …of the following are not required but are helpful:* Virtual currency.* Bank Secrecy Act /Anti-money Laundering ( BSA / AML ), Office of Foreign Assets ... of Title Virtual Currency Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category Financial, Accounting, Auditing Salary Grade 18… more
- Bank of America (New York, NY)
- …"), such as insider trading, market manipulation and other specified unlawful activities under the Bank Secrecy Act (" BSA "). The GFC Specialist will ... City, New Jersey; New York, New York; Fort Lauderdale, Florida **Job Description:** At Bank of America, we are guided by a common purpose to help make financial… more
- Bank of America (Stamford, CT)
- …senior team members. The focus of testing will be to assess compliance with Bank Secrecy Act ( BSA ) / Anti-Money Laundering regulatory requirements. ... + Experience engaging with regulators + Experience in Financial Crime Regulatory Compliance ( BSA / AML and Sanctions) **Skills:** + Analytical Thinking… more
- SMBC (Jersey City, NJ)
- …US Financial Crime department is responsible for ensuring the compliance with anti-money laundering ( AML ), Bank Secrecy Act , USA PATRIOT Act , ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Department monitors the corporate banking, investment banking and broker dealer… more
- SMBC (White Plains, NY)
- …of all applicable regulatory standards and requirements (eg, Anti-Money Laundering " AML ", Bank Secrecy Act " BSA ", etc.). **Qualifications and ... Support the development of fraud analysis reporting; assist with data pulls and monitor large data sets....of business to resolve fraud-related issues and concerns. Ensure compliance with applicable regulatory and policy standards, and that… more
- M&T Bank (Stamford, CT)
- …activities). Process customer/account maintenance accurately. Complete Consumer AML (Anti-Money Laundering)/ BSA ( Bank Secrecy Act )/ KYC (Know ... immediate need. Accurately balance and process customer transactions efficiently following Bank Policy. Take ownership of escalated account services issues until… more
- Ankura (New York, NY)
- …lead generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA / AML compliance programs and developing training for FinTech's ... Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer...and transaction monitoring and watchlist systems; + Draft written compliance programs for AML , consumer compliance… more
- Bank of America (New York, NY)
- …and other support partners in the planning and execution tasks * Technical understanding of Bank Secrecy Act , AML and Sanctions related laws, rules ... Lines New York, New York;Charlotte, North Carolina; Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... Knowledge of bank regulatory laws and regulations (deposit taking, payments, data privacy/ AML , Volcker, swap margining) - Experience with online trading… more
- Bank of America (New York, NY)
- …five years of relevant experience + Minimum 1-2 years' experience with Fraud, AML , Risk, or Compliance experience and/or knowledge of financial crimes typologies ... Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;New...financial services, fraud, investigative service or law enforcement + BSA knowledge relative to AML or Fraud… more
- SMBC (Jersey City, NJ)
- …Compliance (FCC) Unit, Quality Assurance (QA) Testing Team is responsible for assessing compliance with AML / BSA and Sanctions laws and regulations. The QA ... Associate will utilize test scripts, and judgement to evaluate compliance with AML / BSA and Sanctions...Testing Associate will interact with stakeholders from various internal bank departments, such as KYC, Sanctions, FIU, Analytics, and… more
- American Express (New York, NY)
- …the regulatory environment and industry best practices, especially as it pertains to consumer compliance (eg, UDAP, AML , BSA , Fair Lending). * Demonstrated ... manage governance activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial services… more
- SMBC (Jersey City, NJ)
- …Computer Science, Economics, or related fields + 4+ years of experience in compliance analytics, BSA / AML model validations, or related domains in ... models for SMBC. **Role Responsibilities:** + Conduct end-to-end validations and reviews of BSA / AML models, assessing model risk from the aspects of data… more
- New York State Civil Service (New York, NY)
- …in the review of Licensees' coin listing procedures, anti-fraud and market-manipulation, BSA / AML , governance, compliance , risk management, etc. policies and ... more of the following are not required, but are preferred:* Virtual currency;* BSA / AML , OFAC, and related laws, regulations, and best practices;* Cybersecurity… more