- Wells Fargo (New York, NY)
- …this role:** Our Enterprise Technology Audit Group (ETAG) is seeking a Senior Audit Manager - Executive Director who will provide leadership in the ... work in an annual cycle, not just project cycle + Ensure audit engagements are risk -based, and executed according to Internal Audit policies and guidance… more
- TD Bank (New York, NY)
- …projects impact audit activities within the Business Segments + Supports the Chief Audit Executive opinion to the Audit Committee on the effectiveness of ... this role. **Line of Business:** Audit **Job Description:** The Head of Audit , Non-Financial Risk and ESG is responsible for Audit Plan Delivery in these… more
- JPMorgan Chase (New York, NY)
- …and fiduciary issues and emergent risks. **Job summary** As a Fiduciary and Suitability Risk Director on the WM Investment Risk & Analytics (IR&A) ... Wealth Management Investment Risk & Analytics (IR&A) is responsible for review...the Business, and key control functions including Legal, Compliance, Audit , and Control Management, to provide valuable assessment and… more
- City of New York (New York, NY)
- …is seeking a highly qualified and dynamic individual to serve as the Senior Director of the Department of Internal Audit and Assessment. The successful candidate ... Officer. Primary Responsibilities The responsibilities of the Senior Director of the Department of Internal Audit ...conducting annual Enterprise-wide Risk Assessment, including Fraud Risk Assessment, and developing an annual audit … more
- Warner Bros. Discovery (New York, NY)
- …and critical thinking, creativity, and fostering excellence in stakeholder engagement. The IT Audit Director will be asked to perform the following: Your Role ... risks effectively. We are seeking a dynamic and innovative Director , IT Audit & Advisory, focusing on...pivotal role, you will serve as an IT process, risk , control, and IT Internal Audit (IA)… more
- Bank of America (New York, NY)
- Audit Director - CACR Data Design &... plan within quality standards and in conformance to audit policies and procedures + Leverages a risk ... This job is responsible for managing business groups within Corporate Audit and executing on personnel, communication, and expense management activities. Key… more
- Warner Bros. Discovery (New York, NY)
- …and critical thinking, creativity, and fostering excellence in stakeholder engagement. The Internal Audit Director will be asked to perform the following: Your ... effectively. We are seeking a dynamic and innovative Internal Audit & Advisory Director , focusing on enhancing...pivotal role, you will serve as a business process, risk , internal control, and Internal Audit (IA)… more
- Citigroup (New York, NY)
- …that enable growth and economic progress. **Team/Role Overview** The Quality Assurance (QA) Audit Director - Technology and Business Enablement and Data is a ... Extensive experience in a related role + Preferably with audit experience, subject matter expert in risk ...preferably including interaction with the OCC and FRB. + Executive presence and expert in building and maintaining strong… more
- Bank of America (New York, NY)
- Audit Director - Global Financial Crimes Sanctions Charlotte, North Carolina;Stamford, Connecticut; Newark, Delaware; Dallas, Texas; Chicago, Illinois; ... globally. **Required Qualifications:** + Minimum of 12 years of Audit or Risk Management experience + Familiarity...+ Strategy Planning and Development + Written Communications + Executive Presence + Financial Management + Internal Audit… more
- City of New York (New York, NY)
- …for one (1) Executive Agency Counsel to function as the Counsel Audit , Risk Management, and Compliance, who will: - Evaluate standards and guidelines ... stemming from external and internal audits. The Counsel for Audit , Risk Management and Compliance, reporting to...Risk Management and Compliance, reporting to the Deputy Director for Audits and Interagency Coordination, will provide legal… more
- City of New York (New York, NY)
- …offending, and build strong neighborhoods that ensure enduring safety. About the Role: The Audit Director will be responsible for overseeing all audit and ... processes, and compliance with applicable laws and regulations. The Audit Director will report to the Deputy...the development and delivery of training programs related to audit , compliance, and risk management for stakeholders,… more
- JPMorgan Chase (Jersey City, NJ)
- …data impact optimization, privacy, data governance, transformation and talent. As an Executive Director - Data Ownership Program Lead within the Firmwide Chief ... learning technologies to develop new products, improve productivity, and enhance risk management effectively and responsibly. Within CDAO, the Firmwide Chief Data… more
- JPMorgan Chase (New York, NY)
- JP Morgan Private Bank is seeking an experienced Executive Director to serve as the Treasurer/Principal Financial Officer for a fund complex within JP Morgan ... external relationships, serving as the primary contact for the Board, Audit Committee Chair, and all vendors, including Custodian/Fund Accounting Administrator,… more
- SMBC (New York, NY)
- …Summary** The Head of Functions Control Officer is a leader, change agent, and risk management expert. The role provides the Functional areas with expert guidance on ... processes and control design, ensures effective assessment of risk across the broader operating environment, and supports interaction between the Functions and 2nd… more
- JPMorgan Chase (Jersey City, NJ)
- …solutions and manage internal and external reviews/exams by different groups (Model Risk , Audit , Regulators, etc.). + Effectively engage and communicate ... ten functional pillars such as financial crimes, trade surveillance, legal, audit , resiliency, regulatory management, etc. We work closely with business stakeholders… more
- MUFG (New York, NY)
- …addition, the executive will support and regularly interact with Internal Audit , Operational Risk . Compliance and Bank regulators. Oversee a rigorous ... Provide functional leadership within the organization for third party vendor risk management. Formulate materials for audit /regulatory updates, as requested,… more
- JPMorgan Chase (New York, NY)
- …and/or engagements. + BA/BS or similar degree required. + Experience in risk management, control management, Compliance, Audit , and/or operational risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you… more
- SMBC (Jersey City, NJ)
- …its stakeholders including senior management, business heads, product control, market risk , regulators, and both internal and external audit . ... accurate, independent and timely valuations of financial instruments across SMBC's risk portfolio. This role will oversee the control environment around valuations,… more
- SMBC (New York, NY)
- …and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a member ... or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may… more
- JPMorgan Chase (New York, NY)
- …knowledge. The candidate is expected to work collaboratively with the investment and risk management teams at JPMAAM, while at the same time developing independent ... + Helping drive the firm's perspective on hedge fund and private credit operational risk issues and the effect of these on the underlying managers and portfolios +… more