- Wells Fargo (New York, NY)
- …experience, training, military experience, education **Desired Qualifications:** + Direct experience with Equity Research and related control frameworks + ... today. **About this role:** The Corporate & Investment Banking ( CIB ) Control Team is responsible for the...Demonstrated understanding of rules and regulations applicable to the Equity Research business + Experience with operational… more
- Mizuho Corporate Bank (New York, NY)
- Americas Compliance + Americas Compliance, as a control function within the firm's second line of defense as well as a business partner, assists the firm in ... professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and … more
- TD Bank (New York, NY)
- …our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. ... **Preferred Qualifications:** **ABOUT THE ROLE:** The Corporate & Investment Banking ( CIB ) Technology team is seeking a highly motivated and experienced Manager,… more