- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Business Banking, Commercial Banking and Enterprise Credit - Commercial Charlotte, North Carolina;New York, New ... job is responsible for executing second line of defense compliance and operational risk oversight...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... job is responsible for executing second line of defense compliance and operational risk oversight...and risk -based focus of the second line's risk management activities. The C&OR Manager prepares… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... job is responsible for executing second line of defense compliance and operational risk oversight...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Bank of America (New York, NY)
- Enterprise Privacy Compliance and Operational Risk Manager Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Pennington, New Jersey ... Enterprise Privacy is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage of Data Privacy across the enterprise… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Bank of America (New York, NY)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk… more
- SMBC (Jersey City, NJ)
- …of banking laws and regulations (North America, APAC preferred) * Maintain an operational risk management and regulatory compliance mindset to understand ... risk management, regulatory, information technology, data management, cybersecurity, operational resiliency, compliance , or audit experience * Foundational… more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... ability handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, and consumer… more
- Google (New York, NY)
- …or benefits. Learn more about benefits at Google. + Lead cloud security risk , operational resilience, and regulatory compliance audit engagements requested ... a focus on audit compliance or cloud compliance . + 5 years of experience with risk...with the right level of assurance in cases. Cyber-security, operational resilience, data privacy, and regulatory compliance … more
- Amazon (New York, NY)
- …and execution of a global 'Audit and Monitoring' strategy across Operations Risk & Compliance (ORC) enabling program standardization across Transportation ... Risk & Compliance , Food Safety, Global Trade Services, and Environmental Assurance... priorities. * Develop a working knowledge of the operational processes and controls in place that support all… more
- Amazon (New York, NY)
- …remotely and effectively review the work of other remote team members. About the team Transportation Risk and Compliance (TRC) is the voice of risk and ... A day in the life The Sr. Financial Review Manager will engage with carrier partners, internal stakeholders, partner...serve our customers. Basic Qualifications - 6+ years of compliance , audit or risk management experience -… more
- MUFG (Jersey City, NJ)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... across various levels within the organization, Audit & IT Controls teams, internal risk committees, and external state and federal agencies (eg, OCC, FRB). +… more
- Citigroup (Rutherford, NJ)
- The Operational Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... defense. Responsibilities: + Establishes and oversees the application of operational risk policies, technology and tools, and...and execution of critical ERM Initiatives as a Program/Project manager , with required SME input + Define and manage… more
- Office of the Comptroller of the Currency (New York, NY)
- …to evaluate the effectiveness of their payments focused operational risk management practices/framework to ensure compliance with applicable banking laws ... Examiner/Bank Examiner (Large Banks Field Examiner) with emphasis in Operational Risk (Payments), you will participate in...part-time work schedule at the discretion of the hiring manager . This is an Excepted Service position under Schedule… more
- TD Bank (New York, NY)
- …necessary, effectively with key stakeholder groups such as Compliance , Legal, Audit, Risk + Coaches to ensure functional / operational problems are handled ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , AML Financial Crime Risk… more