- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Manager Corporate Compliance is seeking a Compliance ... The NMTC Program drives investments in low-income and underserved communities. The Compliance Advisor Manager will also advise on Volcker and Swap Dealer… more
- Capital One (New York, NY)
- …and is responsible for delivering on specific tasks and repeatable processes. _The Compliance Advisor Manager maintains all organizational and professional ... NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager … more
- M&T Bank (New York, NY)
- …The Compliance Advisor works under general supervision of the Compliance Manager but exercises a high level of judgment and discretion to ... and M&T Bank Executive Management is expected in the role. The Compliance Advisor must understand when situations warrant escalation to the M&T Bank Chief… more
- Wells Fargo (New York, NY)
- …and define the growth of our business. We are seeking a Senior Marketing Manager (Senior Lead Marketing Consultant) to support our independent financial advisor ... education on marketing, branding, social media and digital strategies to independent financial advisor business owners and their staff. **In this role, you will:** +… more
- Scotiabank (New York, NY)
- Senior Manager , Technology and Cyber Risk Advisor **Requisition ID:** 212524 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown ... cybersecurity/technology risk, disaster recovery and technology resilience, cloud security, SDLC, compliance , policy, and governance. The IS&C Senior Manager … more
- City of New York (New York, NY)
- …that the HR function supports the overall goals of the agency. The Chief Advisor directly oversees HR's Project Manager and Employee Wellness Coordinator. Key ... new employees, managing employee performance and compensation, and ensuring compliance with all applicable employment, civil service, and labor...seeking a qualified individual to serve as a Chief Advisor . The Chief Advisor is a pivotal… more
- Centers Plan for Healthy Living (Staten Island, NY)
- Medicare MAP Advisor 75 Vanderbilt Ave, Staten Island, NY 10304, USA Req #266 Monday, December 2, 2024 Centers Plan for Healthy Living's goal is to create the ... for healthy living. JOB SUMMARY : The Medicare MAP Advisor - Will promote and sale MAP and Medicare Line...performing all required tasks assigned by the Sales Field Manager . Incumbent will be responsible for educating and enrolling… more
- Touro University (New York, NY)
- …academic and professional objectives in GSE's programs. The Graduate Academic Advisor build relationships with students, assist in exploring and comprehending their ... a student to successful degree completion is a major responsibility. The Graduate Academic Advisor is responsible to inform a student in a timely fashion if they… more
- Citigroup (New York, NY)
- …in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our Citigold(R) and ... center of everything we do. As a Senior Wealth Advisor , you will partner closely with a dedicated Wealth...Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance… more
- PNC (East Brunswick, NJ)
- …the company's success. We are looking to hire a Sanctions Senior Advisor within PNC's Independent Risk Management (IRM) Bank Secrecy Act (BSA)/Anti-Money Laundering ... on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. The position requires subject matter expertise in US and international… more
- Touro University (New York, NY)
- Overview The Academic Advisor plays a critical role within the advising team, providing comprehensive academicsupport and guidance to students enrolled at Touro ... adjust to college life. + Serve as a case manager for students, assisting with college as well as...York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations… more
- M&T Bank (New York, NY)
- …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **Primary Responsibilities:**...and/or that serve to help the Company be in compliance with laws and regulations that apply to the… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line...trade surveillance concepts and tools + Experience as an advisor to a sales and trading business + ability… more
- City of New York (New York, NY)
- …from procurement through post-award and close-out. Manage the Design-Builder and Owner Advisor to ensure contract compliance , optimization of budget, schedule, ... Thomson Avenue, LIC, NY 11101 Only candidates who are permanent in the Project Manager title, who are reachable on the Open-Competitive List (Exam #0126), or who… more
- Bank of America (New York, NY)
- Merrill Market Client Relationship Manager New York, New York;New York, New York **Job Description:** This job is responsible for leading the overall service ... financial, operational, and reputational risks. The **Market Client Relationship Manager (MCRM)** is a direct report to the Division...of the Market Strategy Plans. MCRMs partner closely with advisor teams to deliver a branded client service model… more
- Bank of America (Iselin, NJ)
- Supervision Manager New York, New York;Iselin, New Jersey; Philadelphia, Pennsylvania **Job Description:** At Bank of America, we are guided by a common purpose to ... organization. The Supervisory Management position will serve to ensure regulatory compliance and corporate mandates for all administrative, sales, and operational… more
- JPMorgan Chase (New York, NY)
- …allow us to customize solutions tailored to clients' specific needs. As a Relationship Manager within JPMorgan Advisors, you will be a vital member of the Financial ... Advisor 's team. Your role will involve close collaboration with...meetings are properly prepared for in advance. + Ensure compliance with organization policies and applicable regulations, ad Hoc… more
- KPMG (New York, NY)
- … and safety and soundness regulations, (such as a compliance manager and/or officer, auditor, examiner, advisor , consultant, or regulatory counselor) at ... federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is preferred +… more
- Bank of America (Short Hills, NJ)
- Merrill Market Supervision Manager Short Hills, New Jersey **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth management ... that is culture driven, resilient, results focused and effective. The **Market Supervision Manager ** (MSM) is a member of the Market Leadership Team, along with the… more
- Morgan Stanley (New York, NY)
- …A minimum of 5 years of experience in Wealth Management, as a Financial Advisor (with satisfactory production and compliance record), or comparable product area ... part of the Regional Sales Team, the Business Development Manager (BDM) is responsible for driving revenue growth in...against suitable client need and, where necessary, refer Financial Advisor inquiry to the right internal partner * .… more