- Eclaro (Chinatown, NY)
- …Qualifications: Minimum 5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate ... Investment Banking Business within an organization (GCIB) Experience with risk and control identification and assessment Experience with stakeholder… more
- Eclaro (New York, NY)
- …improve the control environment. Required Qualifications: Minimum 6-7+ years of Audit, Risk , Business Control , Compliance , Finance, or other relevant ... and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk -based...by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues… more
- Eclaro (Chinatown, NY)
- …(tier 1 investment bank preferred) Minimum 8-10 years of internal audit, front office business control or compliance experience in financial services Minimum ... and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk -based...by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues… more
- Eclaro (Edison, NJ)
- …procedures. Negotiation skills Planning and anticipation, demonstrates professionalism in all business settings and shows ability to control emotions, ... with our internal stakeholders and external partners to address the top business priorities, optimize the supply of these services and address cost reduction… more
- Citigroup (New York, NY)
- The Business Risk and Control ...requirements and support sound operational and compliance risk management. + Apply knowledge of the business ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- JPMorgan Chase (Jersey City, NJ)
- …and NBIA process + Collaborate with GFCC Advisors, Line of Business Leads, CCOR Compliance , Risk , Legal Partners, Control Leads within the PSCM, SPAA and ... status quo and striving to be best-in-class. As a Compliance Risk Officer - Senior Associate on...the Consumer and Community Banking (CCB) Global Financial Crimes Compliance (GFCC) team,you will be support New Business… more
- American Express (New York, NY)
- …lead the way together. ** Business Unit/Role Specific Info:** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk ... the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the company's goals of… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr...requirements and support sound operational and compliance risk management. + Apply knowledge of the business , ... process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- Citigroup (New York, NY)
- …degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... + Keep the Business aware of the risk and control environment of the ...a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy.… more
- Citigroup (New York, NY)
- ** Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi Markets Operations is currently at a pivotal point in ... range of internal stakeholders including Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction...and products. **Job Purpose:** The ** Risk Analytics Business Risk and Control Group… more
- Citigroup (New York, NY)
- The Business Risk and Control ...for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy ... degree, Master's degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr...is focused on Implementing coverage of Data / IT Compliance capabilities to drive data quality control obligations ... Compliance and Quality controls. **Responsibilities** + Drive compliance with Citi Data Control Standard through...and Escalation path Satisfaction to Governance Committees (eg, Finance Business Risk and Control Committee,… more
- Citigroup (Jersey City, NJ)
- The Business Risk and Control Sr...of a process (QA). + Assist management in exercising control over Operational and Compliance Risk ... requirements and support sound operational and compliance risk management. + Apply knowledge of the business...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- American Express (New York, NY)
- …Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... (CA&C); Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES); and American… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...and Options flows focused primarily on AMRS. Working with business & control partners to build uniform… more
- Citigroup (New York, NY)
- … Business Management, Operations, Technology, Finance, other Control Functions, and In- Business Risk to address compliance issues which may impact the ... Serves as a function/ business /product compliance risk officer...as required. **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk… more
- SMBC (Jersey City, NJ)
- …Division ("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, ... In addition, this role will serve as program lead for establishing and maintaining Compliance 's own Risk and Control Self-Assessment ("RCSA"), a program… more
- Citigroup (New York, NY)
- …+ Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews ... areas. + Additional duties as assigned. + Appropriately assess risk when business decisions are made, demonstrating...degree preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk … more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function... business activities in line with BofA Global Compliance and Operational Risk Program. + Participate,… more
- Amazon (New York, NY)
- …execute Amazon's transportation compliance audit strategy for the LATAM Last Mile business . You will collaborate with Risk and Compliance Managers and ... business leaders to proactively identify compliance regulatory business opportunities and propose innovative approaches and risk mitigation strategies… more
