- Citigroup (Jersey City, NJ)
- … officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance ... and reporting programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan. + Participating in the planning,… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Compliance mandate by providing timely, proactive advice and independent second line oversight to the US Capital Markets,...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Assessment / RCSAs and MCA + Policy Governance + Risk and Compliance training + Compliance Risk Assessment + Metrics Strategy + Compliance Risk Issue… more
- Citigroup (New York, NY)
- …+ Approve credit reviews as a first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk, liquidity of client ... Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB)… more
- SMBC (New York, NY)
- …with 2LOD and 3LOD stakeholders on key pillars of the Volcker Program, including Independent Assessment , Training, and CEO Attestation. + Help to oversee the ... rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day...and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting… more
- Wells Fargo (New York, NY)
- …**About this role:** Wells Fargo is seeking a Lead Control Management Officer within the CIB Markets Control organization, responsible for providing risk management ... team. The position will be responsible for leading risk identification, assessment , escalation, and mitigation strategies, and will perform programmatic day to… more
- NADAP (New York, NY)
- …and Long Island. NADAP's services include health insurance enrollment, assessment , care coordination, case management, professional training, job preparation and ... location near Grand Central. Visit us at www.nadap.org The Chief Financial Officer (CFO) provides both operational and programmatic support to the organization. The… more
- Citigroup (New York, NY)
- + Independent Compliance Risk Management is Citi's second line compliance risk oversight function chartered to provide ongoing challenge and oversight of the ... oversight of key administrative and operational activities of the Independent Compliance Risk Management function. The ICRM...ICRM leadership team working daily with the Citi Chief Compliance Officer and the ICRM leadership team… more
- Citigroup (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... + Additional responsibilities to include assisting Loans Operations area with risk assessment , regulatory change management and compliance with rules and… more
- NJEDA (Newark, NJ)
- …legal reviews of the Authority's applicants and vendors to ensure compliance with Authority's Disqualification/Debarment Regulations , set forth in NJAC 19:30-2.1, ... for disqualification, debarment or suspension exist . + Performs independent research through various databases, as well as general...in open public meetings . + Serves as Hearing Officer for Authority on bid protests and/or appeals from… more
- MTA (New York, NY)
- Hearing Officer Job ID: 7789 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Date Posted: Jul 12, 2024 ... Description JOB TITLE: Hearing Officer SALARY RANGE: $85,000 - $100,000 HAY POINTS: 479...Under direction with some latitude for the exercise of independent action and judgment, conducts and presides over discipline… more
- HSBC (New York, NY)
- …practice within the region. As our Assistant Vice President Non-Financial Risk Officer you will: + Proactively identify emerging risk areas impacting Markets ... risks and controls in coordination with business management + Support the Compliance Regulation Summary Assessments and Operational Risk and Control Assessments for… more
- Citigroup (New York, NY)
- Serves as a risk officer for Client's Regulatory Management Office, with a focus on Institutional Credit Management (ICM), responsible for the promotion, support, ... relationships within Citigroup senior management, front line, second line (including independent risk, finance, HR, and Legal), Internal Audit, Board and legal… more
- Citigroup (New York, NY)
- …defense for wholesale and counterparty credit risk management and also with our Independent Risk partners to ensure best-in-class risk and controls, as well as ... for maximum efficacy. The Counterparty Credit Risk (CCR), Credit Portfolio Senior Officer is a senior-level position responsible for managing the Portfolio Health… more
- Citigroup (New York, NY)
- …operational and compliance risk management. + Maintain a robust Manager's Control Assessment (MCA) in compliance with the Manager's Control Assessment ... firm's controls environment. A successful candidate will be responsible for monitoring compliance with internal and external regulations and providing support in its… more
- Citigroup (New York, NY)
- …processes within DART + Perform quarter end control results reviews and independent assessment against model development best practices and controls. + ... to internal and regulatory policies as well oversight for compliance monitoring and testing. + Perform issue management and...of counterparty credit risk modeling + Prior experience with independent risk assessment , model governance and issue… more
- City of New York (New York, NY)
- …Division's responsibility is to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and regulations. In addition, BEDC's ... EHS support to the in-house construction management team. - Monitor contractor compliance with EHS regulatory and contractual requirements, BEDC EHS Standards, and… more
- Bank of America (New York, NY)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Operational Risk (C&OR) Manager is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or… more
- Citigroup (New York, NY)
- …unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for...compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as… more
- Citigroup (New York, NY)
- …function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for...compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as… more