- Citigroup (Jersey City, NJ)
- … officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance ... and reporting programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan. + Participating in the planning,… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing, and… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Compliance mandate by providing timely, proactive advice and independent second line oversight to the US Capital Markets,...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- TD Bank (New York, NY)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and support to TD ... The role will serve on a team that provides independent oversight of fair banking and support for other... Compliance Team procedures + Facilitates the periodic Compliance risk and self- assessment activities for designated… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... data & technology initiatives and have a critical input into the risk assessment process and Compliance initiatives for data & technology. The position… more
- Citigroup (New York, NY)
- …+ Approve credit reviews as a first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk, liquidity of client ... Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB)… more
- City of New York (New York, NY)
- …collaboration with State DOCCS. Under executive direction of the HRA Chief Program Officer , with wide latitude for independent judgment and decision-making, the ... of Accountability, directs and coordinates all aspects of the accountability, compliance (including risk assessment ), program monitoring, and evaluation projects… more
- SMBC (New York, NY)
- …with 2LOD and 3LOD stakeholders on key pillars of the Volcker Program, including Independent Assessment , Training, and CEO Attestation. + Help to oversee the ... rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day...and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting… more
- City National Bank (Jersey City, NJ)
- **CREDIT RISK REVIEW OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... independent of all credit granting, adjudication, operations, and risk...underwriting guidelines; identifies current or potential problems regarding the assessment of credit risk and the administration of Bank… more
- Citigroup (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... + Additional responsibilities to include assisting Loans Operations area with risk assessment , regulatory change management and compliance with rules and… more
- Citigroup (New York, NY)
- Serves as a risk officer for Client's Regulatory Management Office, with a focus on Institutional Credit Management (ICM), responsible for the promotion, support, ... relationships within Citigroup senior management, front line, second line (including independent risk, finance, HR, and Legal), Internal Audit, Board and legal… more
- Citigroup (New York, NY)
- …defense for wholesale and counterparty credit risk management and also with our Independent Risk partners to ensure best-in-class risk and controls, as well as ... for maximum efficacy. The Counterparty Credit Risk (CCR), Credit Portfolio Senior Officer is a senior-level position responsible for managing the Portfolio Health… more
- Citigroup (New York, NY)
- …processes within DART + Perform quarter end control results reviews and independent assessment against model development best practices and controls. + ... to internal and regulatory policies as well oversight for compliance monitoring and testing. + Perform issue management and...of counterparty credit risk modeling + Prior experience with independent risk assessment , model governance and issue… more
- City of New York (New York, NY)
- …Division's responsibility is to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and regulations. In addition, BEDC's ... EHS support to the in-house construction management team. - Monitor contractor compliance with EHS regulatory and contractual requirements, BEDC EHS Standards, and… more
- Bank of America (New York, NY)
- …are appropriately implemented or amended to address regulatory requirements + Oversees independent risk management reporting to Global Compliance and Operational ... Summary** The Swap and Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer is a subject matter expert… more
- Bank of America (New York, NY)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Operational Risk (C&OR) Manager is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or… more
- Ankura (New York, NY)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... and prospects including business development and lead generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... framework. **Responsibilities:** + **Providing equities, options and structured products compliance coverage to an assigned function/business/product** . Provides … more
- Citigroup (New York, NY)
- …The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and ... on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to executive governance groups.… more