- Daiichi Sankyo, Inc. (Bernards, NJ)
- …Cybersecurity readiness capabilities.- The position is directly accountability for the Americas technology strategy ensuring alignment with global direction and will ... to security strategy plans and architecture artifacts.- Perform all IT Legal and Compliance activities for Daiichi Sankyo including HR, Compliance and Legal… more
- Wellington (New York, NY)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of...and will report to the Head of Investment Platform Compliance , Americas , working closely with other … more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ("CPAD"). This ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...team focuses on several key compliance risk types, including consumer compliance , investment… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …the design and implementation of central security strategies + Ensure that policy compliance is appropriate to the organizational and Business Unit's level of risk ... acceptance + Demonstrate to stakeholders that appropriate security controls are in place and own/create actions plans to manage improvement or change where necessary + Advise stakeholders on how to achieve the relevant controls and assist with solutions to… more
- MUFG (New York, NY)
- …(DPPO). The Head of Americas DPPO leads the data privacy and protection compliance team for MUFG Americas , including the US, Canada, and Latin America. The ... position reports to the Global Chief Privacy Officer and plays a key leadership role in developing...Team responsible for responding to privacy incidents in the Americas region. + Working with Compliance stakeholders… more
- JPMorgan Chase (New York, NY)
- …and clear direction on key principles, and proactively managing risks. The Chief Risk Officer of Asset Wealth Management (AWM CRO) reports directly to the firm wide ... Management Risk team, led by the AM Chief Risk Officer (CRO), is aligned to the Asset Management business...Risk team you'll be responsible for Asset Management Solutions Americas , you will play a crucial role in developing… more
- S&P Global (New York, NY)
- …Chief Analytical Officer , methodologies, models, and other analytical teams in Americas Public Finance and across Ratings. The successful candidate will have an ... **Grade Level (for internal use):** 14 **The Team:** The Americas Public Finance Ratings department has an opportunity for...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...the compliance program for an investment advisory firm in Manhattan,… more
- SMBC (Jersey City, NJ)
- …for the Compliance Risk Assessment team ("CRA team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director, Head ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a full range of investment… more
- SMBC (Jersey City, NJ)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America,… more
- SMBC (New York, NY)
- …supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees each Functional area ... Control Officer within the Americas Division to include Control Officers covering Operations, Technology,...guidance 6. Ensure that the Functions are operating in compliance with applicable laws, rules, and regulations, provides oversight… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... Manage US Marex Solutions Business Line management relationships. + Collaborate to ensure Americas Compliance Calendar deadlines are achieved. + Create or assist… more
- SMBC (Jersey City, NJ)
- …related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Officer role works with departments across SMBC Americas Division to ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team as… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko...Description** SMBC is seeking a Director / Senior Credit Officer to cover Energy Corporates in North America. +… more
- Bank of America (New York, NY)
- Officer - Markets Support Analyst New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... degree of accuracy with customers and data to ensure compliance with regulations and policies. **Responsibilities:** + Performs set-up...NY - New York - 1133 Ave Of The Americas - 1133 Ave Of The Americas … more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …to reduce risk and drive security improvements under the Dir, Cybersecurity Officer , Americas . This will include KPI capture, leading/supporting remediation ... the design and implementation of central security strategies + Ensure that policy compliance is appropriate to the organizational and Business Unit's level of risk… more
