- BMO Financial Group (New York, NY)
- …of specific compliance programs within Global Markets, I&CB, and necessary registrations across all US groups. Works with business/group and internal partners to ... on sensitive Bank, customer, transactional, and employee information to ensure compliance with regulatory requirements. Exercises judgment to identify, diagnose, and… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... firm's overall compliance program including developing policies and procedures, communicating all regulatory changes to the taxable fixed income, municipal & equity… more
- CUNY (New York, NY)
- …Reporting to the University Executive Director of Research Integrity and Compliance , the University Research Administration Officer will lead efforts ... University Research Administration Officer **POSITION DETAILS** The City University of New...compliance issues. + Manages research policies and programs, registrations /assurances, training, and reporting requirements. + May serve as… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …tasks like conveying grant vs. gift determinations and responding to vendor registrations for payments. The Projects Officer /Grants Specialist provides advice to ... Position Summary The Projects Officer /Grants Specialist acts as an institutional liaison with extramural sponsors, such as federal agencies, state and local… more
- NJ Transit (Newark, NJ)
- Senior Safety Officer , Rail System Safety Job Description: Move forward with us! At NJ TRANSIT, you'll join us in transforming the third-largest transportation ... including facility inspection, audit activities and responsibilities to ensure compliance with regulatory safety requirements. Roles and Responsibilities: + Leads… more
- City of New York (New York, NY)
- …an exceptional, highly motivated, detail-oriented procurement professional to serve as Fiscal Officer in the Division of Legal Affairs. Under the direction of the ... Director of Administrative Services, the Fiscal Officer will: prepare procurement documents using agency and citywide systems (FMS, DMSS/OCP, and PASSPort);… more
- Morgan Stanley (Short Hills, NJ)
- …fiscal management, personnel management and morale, business ethics and practices, and compliance with all Federal, State, and Local laws and regulations. This is ... sales performance and financial performance. * Responsible for regulatory, legal and compliance issues including: Risk management for their Branch and market in… more
- Morgan Stanley (New York, NY)
- …personnel management and morale, and business ethics and practices, as well as compliance with all Federal, State, and Local laws and regulations. In addition, it ... including expense management * Assists in regulatory, legal and compliance issues including: Risk management for the Market in...or management experience * Bachelor's Degree required *Licenses and Registrations :* * Active Series 7, 8 (or 9 and… more
- Morgan Stanley (Morristown, NJ)
- …Entertainment (T&E) and Events and Conferences (EnC) expense requests to ensure compliance with Firm policy utilizing online business systems * Coordinate events and ... and expense management information in collaboration with CBSO and/or Business Service Officer (BSO) *Management Support* * Navigate the firm's resources and act as… more