- Federal Reserve Bank (New York, NY)
- …important role in helping the Federal Reserve carry out its regulatory responsibilities. The Compliance Risk Lead Examiner will have primary ... firms with US Operations (FBOs) in the Second District. **Your role as an LFBO** ** Compliance Risk ** ** Lead Examiner ** **:** You will work in a dynamic… more
- Federal Reserve Bank (New York, NY)
- …of the largest bank holding companies. **Your role as a Capital Markets Supervising Examiner - Market Risk Specialist:** As a Market Risk Specialist ... the Federal Reserve carry out its regulatory responsibilities. The Capital Markets Supervising Examiner will serve as a market risk expert responsible for… more
- Federal Reserve Bank (New York, NY)
- …related to market infrastructure reform and resilience. **Your role as a Cyber/IT Risk Supervising Examiner :** You will lead examinations and contribute ... safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection +… more
- Bank of America (New York, NY)
- Credit Review Senior Examiner Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; Wilmington, ... activities across various commercial credit portfolios within Enterprise Credit. The Sr. Examiner will work with examination teams to assess the quality of credit… more
- Amazon (New York, NY)
- …leveraging to drive improvements experience - Professional auditing qualification, or similar risk or compliance credentials - Experience with SQL and Excel ... to support our rapidly growing and evolving global auto program. You will lead strategy on complex bodily injury auto claims, handling pre-litigation disputes and… more
- Office of the Comptroller of the Currency (New York, NY)
- …National Bank Examiner /Bank Examiner (Large Bank Technical Team Lead ) with emphasis in Operational Risk , you will provide technical leadership, ... As a Supervisory National Bank Examiner /Bank Examiner (Large Bank Technical Team Lead ) with emphasis in Operational Risk , you will: Lead and conduct… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Director, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical ... ability handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, and consumer… more
- Federal Reserve Bank (New York, NY)
- …assessments of their supervised firm. **Your role as Institutional Supervision Supervising Examiner :** + Lead or participate in firm-specific reviews and ... overall safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations + Facilitate the stability of… more
- SMBC (Jersey City, NJ)
- …Program for the Americas (Brazil, Canada and Mexico) + Serves as the examiner -in-charge responsible for all facets of compliance monitoring and testing ... a competitive portfolio of benefits to its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a Vice President of Banking… more
- Capital One (New York, NY)
- …Sanctions and Fraud risk profile of the audit universe. Responsibilities: + Lead and/or execute compliance related audits within Capital One, including the ... assigned audit universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk... Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management +… more
- Molina Healthcare (New York, NY)
- **JOB DESCRIPTION** **Job Summary** Under direct supervision of the Manager, SIU, the Team Lead is responsible to lead a small team of investigators and provide ... leading a team of investigators and analysts, the Team Lead will ensure the Manager is aware of any...and be able to apply them in ensuring program compliance via payment integrity programs. The position must have… more
- Federal Reserve Bank (New York, NY)
- …safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection + ... of an individual firm and other professionals focused on analytical, policy and risk matters. Supervision is coordinated with other US agencies. The Regional and… more
- KPMG (New York, NY)
- …of risk management practices to prevent, detect, and/or remediate non- compliance + Design and prepare presentations and reports, leveraging strong communication ... federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner , are preferred +… more
- Akumin (New York, NY)
- …including but not limited to managing an enterprise-wide compliance hotline. + Develop, lead and manage a risk -based compliance and privacy auditing and ... for all aspects of development, implementation, and maintenance of an effective, risk -based compliance program for the enterprise, including directly liaising… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Bank of America (New York, NY)
- …business segments including banking, capital markets, global markets etc. + Plan, perform, and lead AML Compliance audits at the regional level as well as other ... end application systems + Certified Anti-Money Laundering Specialist (CAMS) or Certified Fraud Examiner (CFE) + Audit or risk control risk /controls… more
- City National Bank (Jersey City, NJ)
- …equivalent + Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. + Minimum 1 year of experience ... test plans for projects of low to medium complexity with a risk -based audit approach.Assesses risks and controls, designs comprehensive audit programs, executes… more