- Daiichi Sankyo, Inc. (Bernards, NJ)
- …Staff, Global Compliance & Risk Management (CRM) will support the Chief Compliance Officer /Global Head of CRM in leading global organization while supporting ... making, in key regions including Japan.- Build a thorough understanding of all core business functions of the organization, as well as key stakeholders, and apply… more
- MultiPlan (New York, NY)
- …Ensure compliance with HIPAA regulations and requirements. Demonstrate Company's Core Competencies and values held within. Please note due to the exposure ... JOB REPORTS TO: The Chief Information Security Officer (CISO) JOB SUMMARY: The Director of Information Security - Identity and Access Management (IAM) provides… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...which uphold the standards set forth by the firm's compliance program. These will include core pillars… more
- Citigroup (New York, NY)
- …transformation activities as related to the office of the Chief Compliance Officer and as aligned to the core operational processes. + Providing timezone ... (ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking &… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... in content by the compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also maintain the Written Supervisory… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop,… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...you will be supporting the points of contact for core US regulators and ICRM. You will be supporting… more
- MetLife (New York, NY)
- Role Value Proposition: Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable ... well as to foster and embed a culture of compliance . CRM is part of Global Risk Management. Within...effective training and communications strategy which builds upon MetLife's core values. * Additional responsibilities as assigned by the… more
- Bloomberg (New York, NY)
- …up to you to make it happen. What's the role? Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the ... by our award-winning pro bono program. The Data Privacy Compliance team works closely with our Legal counterparts, business...management of privacy as a key business differentiator and core value + Excellent presentation and negotiation skills and… more
- SMBC (New York, NY)
- …knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely ... and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting...within its US, Tokyo, and EMEA regions, working with core Finance teams and other key colleagues (Technology, Risk,… more
- Morgan Stanley (New York, NY)
- …our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer ... influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead, mentor, and supervise a… more
- International Rescue Committee (New York, NY)
- Requisition ID: req54628 Job Title: Monitoring, Evaluation, and Learning Officer , VR&P Sector: Monitoring & Evaluation Employment Category: Fixed Term Employment ... and impactful, outcomes-focused program design. The Monitoring, Evaluation, and Learning Officer will lead the monitoring and evaluation of the Virtual Resettlement… more
- Leap (New York, NY)
- LEAP Services, Inc. Chief Financial Officer /Chief Operating Officer About Leap: Leap is building the world's largest network of branded retail stores - powered ... Your ideas, thinking, and voice are wanted. Reports To: Chief Executive Officer Supervisory role to the following departments: Finance, Accounting, Data & Analytics,… more
- Wells Fargo (New York, NY)
- …today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Corporate & Investment Banking (CIB) Control Team, which is ... support Electronic Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor responsible for the line of… more
- SMBC (New York, NY)
- …of benefits to its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change agent, and risk management expert. The role ... the Functions and 2nd LoD, including Risk Management and Compliance . **Scope** The AD Operations FCO will report to...report to the Americas Division Head of Functions Control Officer with an indirect reporting line into the Americas… more
- CUNY (New York, NY)
- Chief Diversity Officer & Title IX Coordinator **POSITION DETAILS** The City University of New York (CUNY) is the nation's largest urban public university.The CUNY ... CUNY School of Medicine (CUNY Med) is seeking aChief Diversity Officer /Title IX Coordinator. This leadership position involves frequent high-level interaction and… more
- Citigroup (New York, NY)
- …context, Human Resources is responsible for the development and delivery of core HR programs including: sourcing qualified talent; assisting managers to apply ... the Human Capital Risk Management Framework across Citi. Our core activities are performing a quarterly Human Capital Risk...Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional who directly supports Global… more
- City of New York (New York, NY)
- …pursuant to law for a permit to cremate a body of a person. Our core purpose is to protect public health and serve impartial justice through forensic science and ... families and communities during times of profound need. The core values of CARES guide our work for communities...an EEO Attorney Investigator. Reporting directly to OCME's EEO Officer , the selected candidate, under general direction, with wide… more
