- CIBC (New York, NY)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) ... CIBC's policies and procedures relating to US Capital Markets Equities and Equity Derivatives businesses; (2) taking reasonable steps to ensure compliance… more
- CIBC (New York, NY)
- …derivative/swap trading products, including: Cash Equities, Program Trading, DMA, Listed Equity Derivatives , Delta1, Convertibles, Fixed Income, Treasuries, Repo ... 10+ years experience in handling securities and OTC derivative/swap Equity (and preferably Equity Derivatives ) compliance issues gained at an investment… more
- JPMorgan Chase (New York, NY)
- Join our Global Sponsors Private Side Sales team! As an Executive Director in JPMorgan's Global Sponsors Private Side Sales team, you will originate, structure ... execute fund and asset-backed financing transactions for the firm's Private Equity , Infrastructure, Secondaries and Real Estate funds. Typical transaction types… more
- Morgan Stanley (New York, NY)
- …Banking/Sales/Trading/Research* **Title:** *IED - Electronic Trading Business Controls- Executive Director * **Location:** *New York-New York* **Requisition ... Management (ETRM) is a front-office team within Morgan Stanley's Institutional Equity Division (IED) responsible for managing the risks associated with electronic… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** CM is seeking a Director within its Risk Management Department. The role will report into the Team ... the RMDAD to cover market risk across banking book, derivatives , and securities products. **Role Objectives: Delivery** 1. Assist...and visualizing complex issues in an accessible manner for executive , senior and technical audiences + 20% Able to… more
- TD Bank (New York, NY)
- …Equity Research Business line. Knowledge of Debt Research a plus. + Knowledge of derivatives and equity derivative sales and trading markets a plus + Strong ... and insights with colleagues globally; + JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives , energy, foreign exchange and precious & metals. We also cross-sell the ... Associate Director , US Global Capital Markets, COO **Requisition ID:**...meaningful, robust business commentary for various recurring Management and Executive Committees, Board meetings, and regulatory forums Regulatory and… more
- Mizuho Corporate Bank (New York, NY)
- …professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives , FX, custody ... Summary We are looking for a senior Strategic Sourcing Director to join our procurement team and lead the...and qualify potential suppliers. + Take the lead on executive level engagements to negotiate contracts and commercial terms… more
- Morgan Stanley (New York, NY)
- …Expected base pay rate for the role will be between $300,000 per year for Executive Director level at the commencement of employment. However, base pay if hired ... Investment Research is one of the financial industry's dominant thought leaders in equity and fixed-income investing and is a vital link between the Firm's varied… more
- Federal Reserve Bank (Newark, NJ)
- …a member of the senior leadership team of the OEB, report directly to the EVP, Executive Director of OEB, and be responsible for leading the internal team of ... provide quality strategic counsel and advice to the EVP, Executive Director OEB. + Initiate and coordinate...of the portfolio including cash management, bonds, equities, private equity , real estate and derivatives . + Manage… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives , energy, foreign exchange and precious & metals. We also cross-sell the ... work as part of the team and assist the Director , US Corporate Functions Audit to provide audit services...presentation, of a caliber suitable for direct exposure to executive management. + Working knowledge in risk based audit… more
- Manulife (New York, NY)
- …asset classes relevant to the business they support, which may include private equity and credit, real estate, mortgages, derivatives , fixed income and equities, ... Private Markets/ General Account, will be responsible for assisting the Director , Operational Risk Management of Manulife / John Hancock Investment Management… more