- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Trading Business Management TDS is responsible for the planning, direction, and ... also responsible for overseeing the development of policies and procedures. Regulatory and Supervisory Management proactively supports TD Securities' Global Markets… more
- S&P Global (New York, NY)
- …& Industry Knowledge:** + Minimum of 5 years of experience within the financial services industry, particularly in roles related to Onboarding, KYC or ... Level (for internal use):** 12 **_The_** **_Role:_** **_Regional Commercial Associate Director - Regulatory Compliance_** **The Team:** This commercial position… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It...and guidance. + Familiarity with a broad range of financial products and related legal and regulatory … more
- Scotiabank (New York, NY)
- Director , Legal Counsel, Bank Regulatory Attorney **Requisition ID:** 209636 **Salary Range:** 240,000.00 - 286,000.00 _Please note that the Salary Range shown ... with responsibility for a wide range of US bank regulatory matters, and providing legal advice, services ...a hybrid schedule. + 7+ years of US bank regulatory legal experience with a law firm, financial… more
- Morgan Stanley (New York, NY)
- …several businesses and products. Morgan Stanley is an industry leader in financial services , known for mobilizing capital to help governments, corporations, ... We're seeking someone to join our team as a Director in Operations Risk and Regulatory Control...client relationships. This is a Team Specialist position at Director level within Core Services , which is… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... CFA) is preferred. + 7-10 years of experience in financial reporting, regulatory reporting, or a related...is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin… more
- Citigroup (New York, NY)
- …are done within Regulatory service within Citi and/or the legal/ financial services industry; their area of responsibility and has primary accountability ... for the end results + Collaborate with financial services regulators on issues of authorization...regulators on issues of authorization and discipline + Provide regulatory advice and guidance regarding products and services… more
- New York State Civil Service (New York, NY)
- …Agency Financial Services , Department of Title Virtual Currency Manager ( Director Financial Services Programs 1, SG-31) Occupational Category Other ... Services is seeking candidates for the position of Virtual Currency Manager, ( Director Financial Services Programs 1) serves as a supervisor for… more
- New York State Civil Service (New York, NY)
- … Services , Department of Title Director of Virtual Currency Monitoring ( Director Financial Services Programs 2, SG-33) Occupational Category Other ... 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable,...Services is seeking candidates for the position of Director of Supervision and Examination in the Limited Purpose… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Director Financial Services Program 1, SG-31 Occupational Category Other Professional ... Services is seeking candidates for the position of Director Financial Services Programs 1...include being onsite at institutions;* As a CPC, attend regulatory scheduled meetings with institutions management and prepare memoranda… more
- New York State Civil Service (New York, NY)
- … Services , Department of Title Limited Purpose Trust Supervision Manager ( Director Financial Service Programs 1, SG-31) Occupational Category Other ... 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable,...ie, balance sheet and income statements, including to verify regulatory reporting accuracy and disclose risky, concerning, or illegal… more
- Guidehouse (New York, NY)
- …Do** **:** As an Associate Director on the Loans, Securitization and Trust Services team, within Public Sector Financial Services , you will research the ... for Securitization clients on structuring, rating and legal and regulatory issues . Call on Trustee clients and offer:...lead marketing, thought leadership efforts in LSTS and broader Financial Services . . Lead internal and external… more
- Morgan Stanley (New York, NY)
- …, annuities and insurance, retirement and trust services . The Morgan Stanley Financial Planning Director position offers a unique opportunity to work in a ... to the firm's clients. This challenging role enables the Financial Planning Director to provide in-depth insight...your skills and remain current with the ever changing financial services industry *Build a Personally and… more
- Jabil (Warren, NJ)
- …. Interpret and communicate customer requirements to enable development of services and operational capabilities to support new customers and business opportunities. ... Develop RFQ analysis and present formal presentation to customer; ensure key financial measures are achieved within each quote, including profitability and RONA… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as ... CM Supervision is part of the overall Risk & Regulatory Services Organization and is specifically responsible...The Federal Reserve (OSFI) Office of the Superintendent of Financial Institutions. The Director is responsible to… more
- Bank of America (New York, NY)
- Audit Director - Global Financial Crimes Sanctions Charlotte, North Carolina;Stamford, Connecticut; Newark, Delaware; Dallas, Texas; Chicago, Illinois; ... At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run… more
- Scotiabank (New York, NY)
- Director , Financial Institutions - Securitizations, Global Risk Management **Requisition ID:** 212500 **Salary Range:** 180,000.00 - 301,500.00 _Please note that ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- MUFG (New York, NY)
- …Stay abreast of the latest trends, best practices, and insights in the financial services industry to create innovative and competitive solutions. **Skills & ... dynamic and strategic Market Strategy Leader (Pursuit Leader) at Director level to join our Global Financial ...research, business development, or a similar role within the financial services industry. + Good understanding of… more
- Scotiabank (New York, NY)
- …**Purpose** The Director , GIAM (Global Identity & Access Management) IAM risk and regulatory service delivery will lead the regulatory reporting for the ... Director , Identity and Access Management IAM Service...5 years with experience building and running enterprise programs. Financial services and, specifically, banking experience is… more
- MUFG (New York, NY)
- …with a strong background in structured finance, preferably within **the insurance or financial services industry** . + Proven track record of successfully ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more