- Daiichi Sankyo, Inc. (Bernards, NJ)
- …centered around rare diseases and immune disorders.Summary The Manager, Data Privacy & Compliance Investigations , is a member of the Compliance Department ... investigations . This position, working with DSI's Data Privacy Officer , will collaborate with other key stakeholders in implementing policies, procedures,… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …knowledge, reasoning and relationships The Team This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise grade ... Job Description:RoleFidelity Internal Information Senior Compliance Advisor, FDAS Compliance The Role...review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of… more
- City of New York (New York, NY)
- …the direction of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency ... non-discrimination training curricula, conducts very time-sensitive high level discrimination complaint investigations when the EEO Officer or agency head is… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …around rare diseases and immune disorders. **Summary** The Manager, Data Privacy & Compliance Investigations , is a member of the Compliance Department ... investigations . This position, working with DSI's Data Privacy Officer , will collaborate with other key stakeholders in implementing policies, procedures,… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... in content by the compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also maintain the Written Supervisory… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...regulatory examinations, reviews and inquiries and internal and external investigations , as well as testing and audit. + Partnering… more
- Akumin (New York, NY)
- …and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation, ... Privacy Compliance (CHPC), Certified Fraud Examiner (CFE), Certified Professional Compliance Officer (CPCO), or Certified Professional Coder (CPC) **Physical… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... & Technology employees' adherence to S&P Global Ratings' Policies. + Undertake Compliance investigations and reviews as required. + Assist in the development of … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop,… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... activities. This role also involves overseeing trading activities and ensuring compliance with various regulatory reporting requirements. The position will primarily… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... requests. In coordination with Legal, analyze and respond to regulatory enforcement investigations . + Conduct assigned monitoring and compliance processes in… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (Jersey City, NJ)
- Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory … more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing transactions ... the Citi program framework. Primary responsibilities include providing day-to-day Compliance advice relating to transactional conflicts, operations,, and guidance on… more
- City of New York (New York, NY)
- …(SAES) - Economic Opportunity & Inclusionary Program (EOIP) Your Impact: As the Labor Compliance Officer for the Division of Labor Monitoring Unit, you will be ... Your Team: The Office of Economic Opportunity and Regulatory Compliance (EORC) leads the agency's effort to promote inclusion...with laborers and mechanics in the course of performing investigations for wage theft and other labor law violations.… more
- Organon & Co. (Jersey City, NJ)
- …on findings and the investigative docket. + Support the Chief Ethics & Compliance Officer in the development, implementation and revision, as necessary, of ... Statute and other forms of fraud and abuse. + Familiarity with compliance investigations and risks in the context of life sciences, pharmaceutical, and/or… more
- S&P Global (New York, NY)
- …to key policies and facilitate compliance training programs. + Contribute to compliance investigations and reviews. + Define and execute compliance ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
