- Banco Popular Puerto Rico (New York, NY)
- …2024 Location: New York, NY, US, 10004 Company: Popular Workplace Type: On-site Investment Operations Officer Popular Investments Service Brokerage We are ... currently looking for an experienced INVESTMENT OPERATIONS OFFICER with a proven track record in managing investment and brokerage operational processes,… more
- MTA (New York, NY)
- Cybersecurity Officer OT Operations Job ID: 9707 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: IT ... CISO Date Posted: Nov 27, 2024 Description JOB TITLE: Cybersecurity Officer OT Operations SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805 DEPT/DIV:… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency State Comptroller, Office of the Title Operations Officer , Item ##01339 Occupational Category Financial, Accounting, Auditing Salary Grade NS ... Submit a clear, concise cover letter and resume to https://www.osc.ny.gov/jobs/openings/ operations - officer /122414 , no later than January 10, 2025.Unofficial… more
- Citigroup (New York, NY)
- **Job Summary** A Service Officer provides service support to the Citi Private Latin America businesses. Their focus is to ensure that effective client service is ... relationships they build to recognize business growth opportunities. The Service Officer strives to continuously improve all of its end-to-end processes, procedures… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing ... laws and regulations, as related to lending, deposits, payments, and bank operations (Examples include but are not limited to: ECOA/Regulation B, HMDA, CRA,… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance officer , specifically relating to research publications & managing conflicts between Banking & Research for the Independent Compliance Risk ... compliance risk behaviors and providing day-to-day compliance advice to the Investment Banking & Research departments , compliance approvals for research… more
- Scotiabank (New York, NY)
- …including Group Treasury, Global Risk Management, Capital Markets, Corporate & Investment Banking, Global Operations , Fulfillment and Servicing. + Coaching ... Associate Director, Treasury Management Officer - Global Transaction Banking **Requisition ID:** 211413... (TMO) you will partner closely with Corporate & Investment Bankers (CIBs) while managing a specific portfolio with… more
- Scotiabank (New York, NY)
- …including Group Treasury, Global Risk Management, Capital Markets, Corporate & Investment Banking, Global Operations , Fulfillment and Servicing. Working ... Associate, Treasury Management Officer , Global Transaction Banking **Requisition ID:** 211199 **Salary... (TMO) you will work closely with Corporate & Investment Bankers (CIBs) while supporting with the management of… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... of benefits to its employees. **Job Summary** The Head of Functions Control Officer is a leader, change agent, and risk management expert. The role provides… more
- Banco Popular Puerto Rico (New York, NY)
- …2024 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II. - CRA US CRA We are looking for a senior CRA Compliance ... Officer /CRA Program Manager to join our Compliance Team in...low-moderate income households. + Support the development of lending, investment , and service/volunteer programs that will help meet the… more
- SMBC (Jersey City, NJ)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter… more
- City National Bank (New York, NY)
- **CLIENT OFFICER ** *FLATIRON BRANCH, NEW YORK* WHAT IS THE OPPORTUNITY? Assists the Client Manager in supervising and participates in the operations , client ... and internal sales activities of the branch. Monitors and maintains operations procedures for compliance to regulations; plans and administers colleague schedules… more
- Siebert Williams Shank (New York, NY)
- …experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the firm's overall ... through critical thinking and proper application. SWS is a full-service investment banking and financial services company dual-headquartered in New York and… more
- Citigroup (New York, NY)
- …products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various...US securities laws, rules and regulations and broker dealer operations including Primary Dealer. + Ability to communicate this… more
- Citigroup (New York, NY)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail… more
- Morgan Stanley (New York, NY)
- …is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The ... the Institutional Equity Division, as well as support functions: IT, Risk, Operations , Controllers, Finance. > Provide advisory support to traders, sales traders,… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... + Collaborating with other internal areas including: Legal, Business Management, Operations , Technology, Finance, other Control Functions, and In-Business Risk to… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk management...years of experience in a similar role in a Operations /Middle Office function or a closely related area at… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various...laws, rules and regulations and broker dealer fixed income operations including TRACE reporting, Primary Dealer and fixed income… more