- Citigroup (New York, NY)
- …driving execution of enterprise and operational risk programs. **Responsibilities:** + Drive issue quality review program ensuring compliance with Global ... compliance with the Citi Operational Risk Policy. + Prepare management reports on issue quality metrics and IQC process **Qualifications:** + 6-10 years… more
- Citigroup (New York, NY)
- …of high severity issue remediations and key remediation programs. + Responsible for issue quality control (IQC) program ensuring adherence with Global ... Quality Assurance (IQA) program ensuring adherence with Global Issue Management Procedure. + Lead Services IQA...Define and implement Services level procedures and guidelines and lead relevant issue management control … more
- Citigroup (New York, NY)
- …topics including critical control due diligence and remediation, data quality control effectiveness, the effectiveness of various governance committees, and ... The Finance Control Design & Implementation and Issue ...etc.) + Assist control owners in initial control validation + ** Lead the timely and… more
- Citigroup (New York, NY)
- … management program and ensures timely remediation of commitments + Responsible for the issue quality review program ensuring compliance with global Issue ... The Recovery and Resolution Planning (RRP) Issue Management Lead is a that...Reporting. A successful candidate will have Risk management and control background with experience in leading and implementing large… more
- TD Bank (New York, NY)
- …with significant resource requirements, risk and / or complexity + Solves or may lead others to solve complex problems; leads efforts or partners with others to ... and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guide others within area of expertise **Education & Experience:** +… more
- TD Bank (New York, NY)
- …+ Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as ... in Charge on an Audit + May participate and/or lead assigned special projects + Provides feedback on staff...WOW at every opportunity + Leads, coaches and models quality service delivery at every interaction + Supports the… more
- Citigroup (New York, NY)
- …delivering a portfolio of key firm-wide consent order initiatives in the risk & control domain. The current opening is for the team's Risk Board Reporting and Data ... Transformation Product Owner Lead . The objective of the role is to provide...regulatory commitments, focused on Risk Board Reporting. Manage processes, quality , tools, and reporting that provide global risk management… more
- American Express (New York, NY)
- …(ORE) remediation Facilitate investigation and conduct root cause analysis to address repeated issue types Perform quality assurance on documentation of issue ... **Description** **You Lead the Way. We've Got Your Back.** With...conducting root cause analysis to address repeated operational risk issue types Performing quality assurance on documentation… more
- Bank of America (New York, NY)
- …testing and running controls, supported by our offshore partner team. Furthermore, control issue triaging, escalations and follow-through on resolution, and ... Data Quality Workstream Lead : Global Markets Data...you will establish, execute and continuously improve the data quality framework and control processes across the… more
- Scotiabank (New York, NY)
- …across industries! We work together to drive ambition for every future! **Purpose** Lead , execute, and manage Internal Control , COO, and Operations audits to ... and leverage broader Bank relationships, systems and knowledge. + Lead and assist in design and operating effectiveness testing...Charge (OIC) for assigned projects. Execute on time and quality audit plan for primarily for Internal Control… more
- Bank of America (New York, NY)
- …- Facilitate issue management program routines and oversight including writing issue summaries, action plans and performing quality assurance review of ... Business Control Specialist - Issues Management and Third Party...Party programs. This role will support GPS issues, including quality assurance reviews, and Third Party governance functions for… more
- Citigroup (New York, NY)
- …the Certification processes + Report Data Quality issues through Citi's corresponding Data/ Issue management process + Lead migration of legacy systems to new ... and Data Quality processes is highly preferred + Can effectively lead change in an organization with Citigroup's size, scale and complexity; Experience… more
- Citigroup (New York, NY)
- …and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned ... Compliance, Risk and Audit. **Responsibilities:** + Assist in the lead of governance and the facilitation of the execution...Inventory. + Manage and report on the identification of issue root cause, partnering with control and… more
- Citigroup (New York, NY)
- …the Certification processes + Report Data Quality issues through Citi's corresponding Data/ Issue management process + Lead migration of legacy systems to new ... is a critical member of the CDO - Data Operations function, reporting into the Data Quality Center of Excellence Lead . The Engagement & Adoption Lead will be… more
- Citigroup (New York, NY)
- …Resolution Process for Commercial Cards at Global level. Ensure the identification of issue root cause, partnering with control and process owners to recommend ... Cards business. **About the Role** The Business Risk and Control Manager is a strategic professional who is able...and challenge to ensure appropriate escalation in according with Issue Management and Escalation Policies + Provide Strategic Risk… more
- JPMorgan Chase (Jersey City, NJ)
- …with business partners. + 7 plus years of financial services experience in control management, audit, quality assurance, risk management, or compliance. + ... Chief Analytics Office and Data & Analytics Product/Platforms. As a Vice President, Control Manager within the Chief Data & Analytics Office, you will spearhead… more
- SMBC (Jersey City, NJ)
- …findings to IT change program committee and management. Facilitate audit issue tracking to promote timely remediation. **Role Objectives: Delivery** Execute regular ... and assess completeness, sustainability and effectiveness of associated controls. Publish high- quality audit reports for review with senior audit management. Present… more
- JPMorgan Chase (Jersey City, NJ)
- …and Audits (both internal and external) + Identification, documentation and remediation of control gaps, risk assessment and root cause issue analysis + Support ... model, bringing together the product, operations and technology controls organizations. Control managers are responsible for partnering with the Payments business to… more
- Bank of America (New York, NY)
- …+ Manage day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team. + Provide training and awareness to the lines ... Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (New York, NY)
- …and Protection + Influence + Interpret Relevant Laws, Rules, and Regulations + Issue Management + Reporting + Quality Assurance + Underwriting **Minimum ... of themes and trends at the front line unit, control function and enterprise level. The Testing Manager IC...into work programs and processes. The Sr Trade Surveillance lead is accountable for the quality and… more