- Wells Fargo (New York, NY)
- About this role: Wells Fargo is seeking a Lead Control Management Officer within Commodities Trade Surveillance. Learn more about our career areas and ... trade surveillance alerts **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one… more
- Wells Fargo (New York, NY)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer supporting the Commercial Real Estate ... (CRE) business as Issues Management Lead . This role will be accountable for the administration and optimization, of the CRE issue management program,… more
- Wells Fargo (New York, NY)
- …with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the CIB Markets Control ... role, you will:** + Serve as the primary day-to-day lead coverage officer for Credit Sales &...LOB activities **Required Qualifications:** + 5+ years of Risk Management or Control Management experience,… more
- Wells Fargo (New York, NY)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Corporate & Investment ... Electronic Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor...this role, you will:** + Serve as the primary control management contact for CIB E-Trading, with… more
- Wells Fargo (New York, NY)
- …in you. Apply today. **About this role:** Wells Fargo is seeking a Model Development Senior Lead Control Officer in the Corporate & Investment Banking (CIB) ... Team, which is responsible for the implementation and management of the First Line of Defense risk program...First Line of Defense risk program requirements. Within CIB Control , this position resides in the Business Aligned … more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, ... with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in...all Bloomberg entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control … more
- JPMorgan Chase (New York, NY)
- …challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team, you would be at the ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of...approvals + Partner with the Front Office, Finance, Valuation Control Group, Model Review Group, Policy, Finance, Technology and… more
- Citigroup (New York, NY)
- The Client Lead Finance Officer Team - Vice...a new team, focusing on supporting Citi's Chief Client Officer . This role will be supporting management ... not be in the same geographic location. The Client Lead Finance Officer Team supplies the Client...supplies the Client CFO, business leadership and other senior management with analysis and insight into the financial results… more
- Citigroup (New York, NY)
- …assets of over $110 billion and generated $10 billion of revenue in 2023. The Lead Financial Officer role is a critical leadership role covering credit card ... across acquisition, technology investments, as well as rigorous expense management . **Responsibilities:** . Financial Performance: provide financial counsel working… more
- Citigroup (New York, NY)
- …Reporting, and Technology) is responsible for oversight of DART governance, control effectiveness, issue management and remediation, Internal Audit and ... regulatory exams. + Develop and maintain close working relationships with senior management across Risk, Finance, Technology, and other control functions.… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Services, VP** **Description** Citi's US Commercial Bank (CCB) is a rapidly growing ... portfolio and represent their covered accounts in numerous highly visible forums. A Credit Officer can advise or lead strategic projects for US or Global CLM… more
- Fox Rothschild LLP (Morristown, NJ)
- **Description** As a key member of Fox Rothschild's management team, the Chief Financial Officer will have primary oversight and responsibility for the Firm's ... with the Executive Committee, the Finance Committee and other members of Senior Management in both operating and strategic matters as needed. The Chief Financial … more
- Capital One (New York, NY)
- …operational responsibilities and reports to the CIO. The second-line Chief Tech Risk Officer (CTRO) and the Technology Risk Management (TRM) organization have ... New York, New York Director, Technology & Cyber Risk Officer Capital One is one of the fastest growing...work of the CISO and the CIO. Technology Risk Management (TRM) is a small organization that packs a… more
- City of New York (New York, NY)
- Job Description The Chief Information Officer (CIO) is a valuable member of our team, who is responsible for the strategic and operational management of the ... Reporting directly to the Chief of Administration, the Chief Information Officer provides leadership of Information Technology resources and services in support… more
- Morgan Stanley (New York, NY)
- …quality and compliance with Firm and Department policies and procedures . Lead team performance management and conflict resolution; conduct annual performance ... committed to diversifying its workforce (M/F/Disability/Vet). * * **Job:** **Wealth Management * **Title:** *Institutional Service Officer - VP* **Location:**… more
- Citigroup (New York, NY)
- Serves as a risk officer for Client's Regulatory Management responsible for the promotion, support, monitoring and reporting on Citi's interactions with its ... ability to navigate a complex organization; to influence and lead people across cultures at a senior level +...Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management… more
- Citigroup (New York, NY)
- …candidate to join our FICC NAM Insurance team as a Senior Vice President/Credit Risk Officer graded C14, based in New York, New York. The position will report into ... with other Risk Units such as ICM (Institutional Credit Management ), the first line risk team. Interface with coverage...diligence for new clients and complex transactions + Help lead the development of insurance specific credit risk underwriting… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing transactions and ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management … more
- SMBC (New York, NY)
- …Underwriting, Risk Management , Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large amount ... regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management … more