- Rose International (New York, NY)
- …metrics Provide recommendations about data risk to the Risk & Controls , Operational Risk Management, Compliance, etc Participate in various forums ... of the Data Risk stripe within the Risk & Control frameworks Drive the improvement...rationalizing and simplifying potential overlaps in areas like procedures, controls , metrics, etc Review requests and issues raised with… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk ...second line of defense compliance and operational risk oversight for a Front Line Unit, Control ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...Strong oral and written communication skills + Knowledge of equities and equity derivatives market structures +… more
- Scotiabank (New York, NY)
- …of the operational resilience program. This role falls within the Internal Control Operational Risk Pillar and will subsequently require the ability ... needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional ...but not limited to, new initiatives, business process mapping, operational risk and control self-assessments… more
- Scotiabank (New York, NY)
- …but not limited to, Risk and Control Self Assessments ("RCSAs"), Risk identification, Operational Risk Events, Key Risk Indicators ("KRIs"), ... Senior Manager, US Operational Risk **Requisition ID:** 204416 **Salary...needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional … more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- Motion Recruitment Partners (New York, NY)
- Operational Risk Controls - Equities , 1st line defense New York, NY **Hybrid** Contract $70.28/hr - $79.19/hr Outstanding long-term contract opportunity! ... A well-known Financial Services Company is looking for an Equities Operational Risk Analyst in...Months **Required Skills & Experience** + Direct experience with Equity Research and related control frameworks +… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As an Operational Risk Management Lead, Vice President within Risk Management and ... backgrounds and experiences. Your role will be to ensure that the Firm's Operational Risk Management Framework is implemented effectively and functions optimally… more
- American Express (New York, NY)
- …assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, technology, operational risk , financial ... and key internal capabilities and technologies. **About the Role:** The Director, Enterprise Risk Management and Operational Risk Management - Team Leader… more
- Mizuho Corporate Bank (New York, NY)
- …and key risk indicators. + Partner with Business Risk & Control (1st LoD Business Controls professionals) to provide oversight and credible challenge of ... The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable /...risk governance forums + Partner with Business & Control function(s) to understand and continuously monitor risk… more
- TD Bank (New York, NY)
- …**Line of Business:** Risk Management **Job Description:** **The** **Senior Risk Analyst Governance and Control ** **manages the development and monitors ... the enterprise risk governance frameworks. The Senior Risk Analyst Governance and Control also plays a key role in development and support of a policy… more
- US Bank (New York, NY)
- …of the business line's operations, products/services, systems, and associated risks/ controls - Thorough knowledge of Risk /Compliance/Audit competencies - ... **Job Description** -Partners with leaders in their assigned Line of Business, - Risk /Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending on the… more
- Marex (New York, NY)
- …+ Interface with the equity clearing front desk as well as other risk control , and support teams like Compliance, Legal, Finance, Operations, Treasury, and ... business). + Provide quantitative support and development for MNA's equity risk model and validation needs. Develop...CFTC and other applicable exchanges + Adhere to the operational risk framework for your role ensuring… more
- American Express (New York, NY)
- …Advisory and Specialized OR team is to provide subject matter expertise on specific Operational Risk topics to ensure Finance is equipped with in-depth knowledge ... risks effectively; supports Finance with expert guidance for topical Operational Risk intelligence. Finance is looking for...expertise + Consult on the design and implementation of controls tailored to specialized risk areas, and… more
- American Express (New York, NY)
- …Assessment, and Testing team is to identify, assess, mitigate, and report on Operational Risk within Finance processes to ensure adherence to regulatory ... themes, etc. across the enterprise **Required Qualifications:** + 8 Years experience in operational risk management (eg, within Risk and/or Internal Audit… more
- SMBC (Jersey City, NJ)
- …completion of Finance wide operational risk management activities including Risk and Controls Self-Assessments (RCSAs), Key Risk Indicators (KRIs), ... Risk and Controls Taxonomy, Controls Testing, and Issues Management in accordance with SMBC's... assessments conducted by the Finance first line and Operational Risk Management (ORM) second lines of… more
- American Express (New York, NY)
- …processes, including modifications to enhance processes/ controls to improve proactive risk mitigations + Document control design effectiveness and address ... in finance on #TeamAmex. The objective of the Finance Control Management Process Risk Reduction team is...the enterprise **Required** **Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- TD Bank (New York, NY)
- …issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... user testing experience + Functional or program governance experience + Operational risk management experience + Archer experience **Customer Accountabilities:**… more
- American Express (New York, NY)
- …Assessment, and Testing team is to identify, assess, mitigate, and report on Operational Risk within Finance processes to ensure adherence to regulatory ... and map against risks and processes (eg, cross-Finance process- control mapping) + Develop risk dashboards and...the enterprise **Required** **Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- American Express (New York, NY)
- …+ Assessing the needs of Finance process owners to ensure sufficient understanding of Operational Risk Management and controls + Compiling and sharing best ... in finance on #TeamAmex. The objective of the Finance Control Management Risk Advisory team is to...risk **Required** **Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... level risk management framework for the Prime Clearing business. Together with our control partners, ensure the correct risk framework is in place for client… more
