- SMBC (New York, NY)
- …its Risk Management Department. The role will report into the Team Lead of the Risk Governance team. Coverage area for the role will be across all of SMBC ... as leverage resources in the RMDAD to cover market risk across banking book, derivatives, and securities products...skills. **Role Objectives: Delivery** 1. Maintains the entity level Risk Governance under CFTC/NFA and FINRA Regulations.… more
- American Express (New York, NY)
- … risk questions. + Facilitate risk awareness and education within product and service teams to enhance their ability to manage risks effectively. ... + Facilitate the understanding and use of the risk governance framework across BUs through regular...framework across BUs through regular communication. + Coordinate with product development and service delivery teams to… more
- American Express (New York, NY)
- …* Minimum 12 years of experience in compliance, governance , or risk management within a financial services institution, preferably within a bank. ... Responsibilities:** * Governance Leadership: Develop and maintain a comprehensive governance framework for compliance risk management within the second line… more
- MUFG (New York, NY)
- …supporting the testing monitoring and reporting standards and Product Services and Execution Standards (PSES) governance processes. Responsibilities include ... such as macros and lookups + Attention to detail + Experience in Products & Services risk management desirable + Archer, Open Pages and Tableau skills… more
- TD Bank (New York, NY)
- …the industry environment, recommends course of action and best practices to improve products , processes or services + Acts as a technical expert/lead integrating ... exists + Leads/facilitates and/or implements actions/remediation plans to address performance/ risk / governance issues + Actively manages relationships within and… more
- SMBC (Jersey City, NJ)
- …to support effective controls. This position also has close interactions with other finance, risk , data governance and IT leaderships in the bank. Support all ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- SMBC (Jersey City, NJ)
- …related to BHC reporting. This position also has close interactions with other finance, risk , data governance and IT leaderships in the bank. Managing and ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- JPMorgan Chase (New York, NY)
- …AI governance policies and identify areas for improvement. + Present product /program updates, risk management and governance findings, and ... **Required qualifications, capabilities and skills** + 6+ years of experience in product management, technology governance , risk management, or compliance… more
- TD Bank (New York, NY)
- …manage, and mitigate the risks in day-to-day activities, operations, products , and services , and is operating within risk appetite. Director Governance & ... with the Business and other groups globally to mitigate risk and delivers world class service to...TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
- RGP (New York, NY)
- …for Banking and Financial Services PMs, BAs and DAs with Data Governance and/or Data Quality and/or Data Visualization to work on Long-Term Consulting Projects ... at Top-Tier RGP Financial Services Clients. + Ideal Candidates have 5-12 YEARS OF...global clients-solving problems in the areas of Business Transformation, Governance , Risk and Compliance, and Technology and… more
- SMBC (New York, NY)
- …of Liquidity Risk Strategy 1. Collaborates on developing and enhancing liquidity risk management and risk governance frameworks for CUSO 2. Facilitates ... Office in Tokyo to establish a consistent global liquidity risk governance framework for SMBC. 3. Assists...**Key Competencies / Skills** + 30%: Knowledge of liquidity risk management frameworks (eg, banking products /activities, liquidity… more
- Scotiabank (New York, NY)
- …world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank...Risk functions on IRR activities. + Enhance liquidity risk governance frameworks, policies, and procedures. Lead… more
- BlackRock (New York, NY)
- … Management (ERM) program as part of the ERM leadership team and represent Technology Risk in formal risk governance . (eg, boards, risk committees, ... preeminent asset management firms and a leading provider of investment management, risk management, and advisory services to diverse investors globally.… more
- TD Bank (New York, NY)
- …trends and regulatory/ risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Serves as a source of ... certificate and/or + 10+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks &… more
- City National Bank (New York, NY)
- … management processes and methodologies. + Strong understanding of the business continuity risk governance framework and practices; knowledge of the FFIEC IT BCM ... both detailed and executive-level documentation. + Experience using business continuity or Governance , Risk and Compliance (GRC) systems. + Ability to drive… more
- American Express (New York, NY)
- …Heightened Standards, Internal Control booklet of the Comptroller's Handbook, Corporate and Risk Governance booklet of the Comptroller's Handbook, Large bank ... 8 years of experience in enterprise risk management, or similar risk management discipline, within the financial services industry or financial regulatory… more
- American Express (New York, NY)
- …managed within agreed thresholds o Oversee the implementation of the operational risk governance frameworks o Communicating and ensuring understanding and ... operational risk management programs throughout the organization, and oversees risk ownership throughout business units, products , and processes. The… more
- Citigroup (New York, NY)
- … risk appetite statement and all policies and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk ... Serves as a senior compliance risk officer for Independent Compliance Risk ...protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner… more
- Raymond James Financial, Inc. (New York, NY)
- …risks and regulations in all aspects of the Private Client and Asset Management * Risk assessment methodologies. * Risk governance structure and design. * ... risk associated with potential mergers and acquisitions, new product offerings, and other initiatives. * Performs other duties...products and an understanding of the market standard risk management practices. **Skill in** * Risk … more
- TD Bank (New York, NY)
- …of expertise + Applies expert knowledge and best practices to implement process, product or service improvements + Oversees and/or independently performs tasks ... exist + Leads/facilitates and/or implements actions/remediation plans to address performance/ risk / governance issues + Actively manages relationships within and… more