- Ankura (New York, NY)
- …regulatory matters, as well as provide in-depth advisory services on transaction , restructuring, strategic, tax and financial reporting issues. Our testifying ... experience including determination of damages, analysis and calculation of pre- and post- transaction financial measures, application of US GAAP including fair… more
- Synchrony (New York, NY)
- …reviews. + Perform and document end-to-end regulatory process and transaction testing. + Research relevant banking, regulation, reporting , and operational ... Job Description: **Role Summary/Purpose:** This role is an essential component of regulatory reporting quality assurance over the accuracy, completeness, and… more
- SMBC (New York, NY)
- …Bank. Position reports directly to the Group Head of LMG and has dotted line reporting to the Group Head of the Power & Utility vertical. The primary objective of ... (5 VPs, 3 Associates, 3 Analysts) which is in charge of transaction structuring, transaction execution, documentation negotiation, and ongoing credit monitoring… more
- JPMorgan Chase (New York, NY)
- …Support Finance, Front Office and management teams across the globe with respect to application of US regulatory capital & liquidity rules (and where they differ ... + Experienced in operational audit and compliance preferred + Experienced in regulatory capital calculation and reporting infrastructures + exposure to… more
- The Cigna Group (New York, NY)
- …shareholder engagement strategies, enterprise financing, corporate responsibility reporting , insider trading, executive compensation disclosure matters, and ... and working in concert with other subject matter experts involved in a transaction ; conduct legal due diligence; draft and review various types of transaction… more
- TD Bank (New York, NY)
- …Excel, Word and PowerPoint a plus + Moderate level of complexity in operational/ reporting /process and/or analysis function requiring a short to medium term focus + ... a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations...a cross functional process analyst, conduct research, analysis and reporting on a range of operational and service issues.… more
- TD Bank (New York, NY)
- …on-boarding, enhanced due diligence review, stock deposit documentation review and transaction monitoring. The role supports a high-profile regulation and requires ... Governance and Control to ensure compliance with AML mandates and regulatory requirements. **Primary responsibilities are as follows:** + Manage AML/sanctions risk… more
- MetLife (New York, NY)
- …for day-to-day support for internal partners. * Provide oversight of AML transaction monitoring activities and the investigation and reporting of suspicious ... or Rejected Transaction reports and Specific License Applications) with applicable regulatory or government agencies. * Keep abreast of US OFAC and local … more
- SMBC (New York, NY)
- …including hedging positions. Calculate counterparty exposures and potential losses for regulatory reporting including capital adequacy. Establish procedures for ... remedial actions. Establish procedures for accepting counterparties and establishing transaction terms, limits and net exposure. **Role Objectives: Delivery**… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Data Analytics Director, FCC Analytics, in the Compliance ... perform the collection, aggregation, analysis and visualization of customer, product, and transaction data. They will develop reports for use by SMBC Americas… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Data Analytics Director, FCC Analytics, in the Compliance ... perform the collection, aggregation, analysis and visualization of customer, product, and transaction data. They will develop reports for use by SMBC Americas… more
- TD Bank (New York, NY)
- …forward. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. ... **Responsibilities:** Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. Identify regulatory trends and… more
- TD Bank (New York, NY)
- …Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. ... across TDS (USA) LLC + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Support the Firms build out and… more
- Broadridge Financial Solutions (Newark, NJ)
- …products and changes to existing products. + Document and research financial, tax and regulatory reporting changes. + Lead in the preparation of accounting ... Policy team within the controllership function of Broadridge Financial Solutions, reporting to the Assistant Corporate Controller. The accounting policy function… more
- Citigroup (New York, NY)
- …services, design key risk indicators and compliance monitoring programs, identify reporting metrics associated with regulatory compliance program execution, and ... of policies, resolution of potential red flags or other client/ transaction -related compliance escalations. + Assisting in setting annual individual goals… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …the Bank's "Code of Conduct". + Designated as person responsible for reporting potentially prohibited transaction (s) (OFAC related) upon detection. Preferred ... from the Front Office or the customer checking the letter of credit application and letter of credit terms for compliance with international governing rules [UCP,… more
- SMBC (New York, NY)
- …fixed income traded executions. Make trade recommendations, offer ways to reduce transaction costs, and handle remedies for any errors uncovered. Communicate with ... middle office regarding trade reconciliation issues. Review transaction cost analysis to ensure quality control, proof for errors and help identify data trends for… more
- SMBC (New York, NY)
- …processes and control design, ensures effective assessment of risk across the transaction lifecycle, and supports interaction with 2nd Line of Defense (LoD) ... the full scope of Information Security processes & controls. This person will be reporting directly into the Head of Functions Controls Officer with a dotted line … more
- TEKsystems (New York, NY)
- …filed based on the results of the investigation, the company's policies, procedures, and regulatory requirements. + Reporting : Prepare and file SARs with the ... Level 1 Triage with concerns of potential suspicious activity relating to Transaction Monitoring, KYC, and/or Fraud. Based upon investigation findings, the L2… more
- JPMorgan Chase (New York, NY)
- …overall integrity and validity of the financial statements and controls over the transaction cycle; perform critical reporting and controls functions for the ... organization, including legal entity, financial and regulatory and product valuation. + Create meaningful... and product valuation. + Create meaningful analysis and reporting in support of our businesses. Coordinate with partners… more