- Citigroup (New York, NY)
- …Senior Management within Independent Risk through the preparation of thematic reporting on regulatory activities, coordination of strategic content for ... **Team Overview:** The Risk Regulatory Engagement team ensures the...6-10 years relevant experience in either financial services, Banking, Risk management, Consulting, Strategy and Operations, with… more
- JPMorgan Chase (New York, NY)
- …leaders. The Regulatory Engagement team sits within Firmwide Regulatory Strategy and is a centralized resource supporting Risk Management and Compliance ... status quo and striving to be best-in-class. As a Regulatory Strategy Engagement Manager, you will lead...areas for coverage areas. + Establish and execute the reporting strategy for the team and oversees… more
- Deloitte (Morristown, NJ)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... (FSI) Risk , Data and Regulatory professionals help organizations identify the regulatory ...markets organization or broker-dealer, including execution and oversight processes, risk assessment, reporting , controls, testing, and data… more
- Deloitte (Morristown, NJ)
- …including associated data, models, processes and controls + Familiarity with liquidity regulatory reporting (eg, 2052a, LCR, NSFR) + Familiarity with liquidity ... Financial Services Risk , Data & Regulatory , Liquidity -...products to monitor changes in the firm's balance sheet strategy to help identify emerging interest rate and liquidity… more
- TD Bank (New York, NY)
- …in reviewing and approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services and other initiatives ... Compliance **Job Description:** **Department Overview:** The Senior Oversight Analyst - Regulatory Compliance Reporting collaborates with Compliance partners and… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Department Overview:** The Regulatory Reporting Manager - Compliance Governance & Operations is ... TD colleagues to gather, aggregate, analyze and publish reports that contain regulatory content and data providing insight to Executive Management and multiple Board… more
- JPMorgan Chase (Jersey City, NJ)
- …impact across global operations. As a Principal Technical Program Manager in within the Regulatory , Controls & Op Risk Technology team, you will be responsible ... CoS leadership meetings and act as a thought leader to optimize the strategy , focus, alignment, and accountability for your organization. + Ensure an effective… more
- TD Bank (New York, NY)
- …more specific details for this role. **Line of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager Business Management Lead ... complex, and diverse business management function for an area of significant risk , complexity, or scope usually involving medium to long term planning, ensuring… more
- MUFG (New York, NY)
- …and/or infrastructure and process enhancement efforts, including enhancing Interest Rate Risk reporting , regulatory analysis and reviewing Interest ... in Interest Rate Risk initiatives including business strategy and new products, reporting deliverables, regulatory issues, and both technology and… more
- TD Bank (New York, NY)
- …and communicating with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in ... health reporting requirements + Analyzes emerging trends pertaining to regulatory changes, reporting or other departmental functions and provides… more
- TD Bank (New York, NY)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying, ... assessing, and implementing regulatory change. The Regulatory Implementation Team within...and development of procedures, awareness and specialized training, monitoring, reporting and information, escalation of issues and events. **Depth… more
- Bank of America (New York, NY)
- …processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in the ... enterprise decisions, purpose, and results, and connects to team strategy , priorities and contributions. + Risk Manager:...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Bank of America (New York, NY)
- …Consumer Investments/Merrill Edge. The team will focus on detecting, escalating, and reporting potential suspicious activity to meet BSA regulatory expectations ... functions and identify opportunities to improve the control and reporting environment. You will conduct risk assessments...+ Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... **About this role:** The Corporate & Investment Banking Cross-Platform Content Strategy Leader will be responsible for setting the overall business and marketing… more
- TD Bank (New York, NY)
- …process, risk -based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls and ... governance and control function for an area of significant risk , complexity or scope usually involving medium to long-term...results + Manages and oversees the overall discipline and strategy for the respective areas while aligning to the… more
- City National Bank (New York, NY)
- …that meets compliance and regulatory requirements, and supporting the organization's risk management strategy . Focus areas of compliance assessment by the ... Analyst keeps abreast of industry trends, technologies and cyber risk management approaches, regulatory changes, and often...+ Manage the development and execution of first line risk management reporting including setting direction, goals… more
- PNC (East Brunswick, NJ)
- …performed remotely, at manager's discretion **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls over the ... contribute to the company's success. As a Portfolio Analytics & Strategy Spec Sr. within PNC's Credit Risk ...financial and regulatory reporting processes. Responsible for running complex… more
- Citigroup (New York, NY)
- Reporting to the Head of Resolution & Recovery Planning (RRP), the Head of RRP Regulatory Submissions is responsible for leading and providing oversight and ... support of the strategy , development, quality control, and submission of Citi's Recovery...to prepare RRP submissions aligned with senior management and regulatory requirements and expectations. **Responsibilities** + Lead the … more
- Deloitte (Morristown, NJ)
- …of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or data ... opportunities to: + Learn how to identify, evaluate, and prioritize business, operational, regulatory , and technology risks as well as risk mitigation strategies… more
- TD Bank (New York, NY)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... expertise + Manages and oversees the overall discipline and strategy for the AML/ATF/Sanctions/ABAC area while aligning to the...and control, supported by effective processes in alignment with risk appetite + Liaises with regulatory and… more