- MUFG (Jersey City, NJ)
- …other key stakeholders to resolve complex regulatory issues. + Assist with reporting regulatory response status to executives and other key stakeholders. + ... of the Americas (ITA) division of MUFG Bank, Ltd reporting to the Vice President of ITA Regulatory...managing responses to regulatory inquiries and other regulatory engagements. The AVP will accomplish this… more
- Morgan Stanley (New York, NY)
- …significant market positions in each of its business segments- Institutional Securities , Wealth Management, and Investment Management. Morgan Stanley, through its ... customers, including corporations, governments, financial institutions, and individuals. Institutional Securities provides a variety of products and services to… more
- MUFG (New York, NY)
- …team is part of the HoldCo Treasury, Capital Management and CUSO Resolution Planning. Reporting directly to the Treasurer, the AVP will have involvement in all ... / hedging, funds transfer pricing, capital management and resolution planning. The AVP will be a strong team contributor that manages primarily liquidity risk… more
- MUFG (Jersey City, NJ)
- …more details. We are seeking an experienced and detail-oriented **Assistant Vice President ( AVP )** with strong business analyst skills to join our team. As an ... AVP , you will play a critical role in analyzing...and ensuring seamless customer experiences. This role will be reporting to head of MUFG Commercial Card technology. **Responsibilities:**… more
- Citigroup (Jersey City, NJ)
- …of Markets Operations and helps mitigate credit risk and comply with regulatory requirements through the completion of core responsibilities that include: (i) margin ... escalation of exceptions (fails/cash breaks/margin disputes, etc) and (iv) regulatory compliance through collecting/posting of eligible collateral, completing portfolio… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... Mergers / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business… more
- MUFG (New York, NY)
- …activities, and deliverables to ensure that Operations & Technology meets regulatory and audit milestones. Responsibilities include collaborating with Operations & ... and/or remediating risks and issues; and contributing to executive-level reporting . As a member of the Operations and Technology...or equivalent or related field + Familiarity with US regulatory , compliance, and governance with a focus on banking… more
- MUFG (Jersey City, NJ)
- …activities, and deliverables to ensure that Operations & Technology meets regulatory and audit milestones. Responsibilities include engaging with regulators and/or ... tracking, escalations and/or remediating risks/issues and developing and executing executive-level reporting . This is a first line role, responsible for assessing… more
- Citigroup (Jersey City, NJ)
- …a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is ... of planning and executing projects to assist the Firm in complying with regulatory and legal requirements. + Participating in ad-hoc requests, special projects and … more
- MUFG (Jersey City, NJ)
- …degree of knowledge with current and proposed security changes impacting regulatory , privacy and security industry best practice guidance, leveraging technological ... root cause of control failures. + Compile and distribute program level reporting to relevant stakeholders. + Support Information Security oversight and governance by… more
- MUFG (New York, NY)
- …Operations, Continuous Improvement + KYC Data & Vendor Management + KYC MI and Reporting + KYC Client Strategy + KYC Audit and Regulatory **Primary ... that cater to both business and financial requirements + Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further… more
- MUFG (New York, NY)
- …who has a background in investment banking products in a capital planning and/or regulatory reporting capacity. This person will be skilled in capital analysis ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …training curriculum, assignment, records management, and compliance monitoring and reporting * Automate operational processes in compliance with security standards ... and methodologies like Agile/SAFe, waterfall, test-driven development * Understanding of regulatory environment and compliance concerns in a financial organization *… more
- MUFG (Jersey City, NJ)
- …Capital Markets systems and Business users (Front Office, Operations, Middle Office, Regulatory Reporting , etc.). + Troubleshoots issues and problems, comes up ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …on strategy, budget, project delivery, controls, risks, etc. + Organize required reporting for business and technology management review sessions + Track financials ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …Process modules. + Experience using Visual Analytics, SOLR or other analytic reporting platforms. + Experience with JBoss, tomcat or similar web app servers. ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …HP QC, UNIX, AIX, MQ, Tidal, Autosys, Shell/Perl scripting for alerting/ reporting /automation. + Experience in Tidal/Autosys, Jira, ServiceNow, Bitbucket. + Lead and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …key role in mitigating risk within the function. This includes daily monitoring and reporting on Risk Indicators, as well as serving in a subject matter expert ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more