- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be responsible for the ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...execution of tasks to support senior management within the Americas Division Compliance … more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance ...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance ...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and… more
- AIG (Parsippany, NJ)
- …AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and regulatory ... Compliance Officer in the day-to-day execution of the compliance program. + Review and capture investment ...investment regulation is a plus. + Familiarity with manager -of-managers structures. + Strong work ethic with great attention… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... by working to assist the US Legal Department and global business line Compliance teams in assuring investments and acquisitions by enterprise-wide business lines… more
- Nuveen Investments (New York, NY)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... The Investment Performance Team in Nuveen's Global Investment...team is used by portfolio management, marketing, client service, compliance and other areas across the enterprise to inform… more
- KPMG (Short Hills, NJ)
- **Business Title:** Manager / Senior Manager , NYFS Alternative Investments **Requisition Number:** 117389 - 61 **Function:** Tax Services **Area of ... for as a firm KPMG is currently seeking a Manager / Senior Manager to join our...manager in a public accounting firm supporting alternative investments ( investment partnership and/or mutual fund tax… more
- Nuveen Investments (New York, NY)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... support client retention efforts and promote new business growth. Within the Investment Performance team, the GIPS Compliance team owns Nuveen's composite… more
- MTA (New York, NY)
- Senior Investment Portfolio Manager Job ID: 8784 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: ... Date Posted: Sep 12, 2024 Description JOB TITLE : Senior Investment Portfolio Manager SALARY...Flow + Oversee the performance of the MTA Outside Investment Managers, insuring compliance with contract provisions.… more
- JPMorgan Chase (New York, NY)
- …in partnership with Controls, enhancing the overall control framework for the Investments business. + **Ensure Compliance :** Support audit, regulatory, and ... Join our dynamic Investments Business Management team to support the Latin...player, you will drive strategic initiatives and collaborate with senior stakeholders across the US and International Private Bank.… more
- KPMG (Short Hills, NJ)
- **Business Title:** Tax Senior Manager , Alternative Investment Partnerships (Hedge) **Requisition Number:** 117369 - 61 **Function:** Tax Services **Area of ... for as a firm KPMG is currently seeking a Senior Manager to join our Business Tax...recruiter can provide you with that list + Alternative investments ( investment partnership and/or mutual fund tax)… more
- City of New York (New York, NY)
- … Committee; Participate in the BAM's review and recommendation of investments across all asset classes including investment recommendations, portfolio ... and other investment functions; Represent ETIs, Diverse and Emerging Manager programs and ESG priorities in leadership team meetings; Supervise the ETI… more
- Nuveen Investments (Iselin, NJ)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... Investment Operation. The candidate will act as a senior lead analyst on the team and will be...reporting within proprietary derivatives risk and analytics platform, supporting investments and risk management teams. + Closely collaborate with… more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity… more
- JPMorgan Chase (New York, NY)
- …deep expertise to institutional clients around investment governance, investment policy, portfolio construction, and alternative investments . As experienced ... four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking, and Consumer and Community Banking. Through… more
- Bank of America (New York, NY)
- Audit Manager - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... members. This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses...and most of our audits are global. An Audit Manager is expected to lead audits and a team… more
- Neuberger Berman (New York, NY)
- …markets, and investing + Ability to engage in debate and discussion with senior investment and business professionals + Ability to manage multiple stakeholders, ... ._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- Citigroup (New York, NY)
- The Senior Executive Assistant provides support to another individual or group of individuals by handling correspondence, managing calendars and appointments, ... providing other administrative tasks. **Responsibilities:** + Directly supports a C16 level manager and generally supports an entire department + Manages day to day… more
- US Bank (New York, NY)
- …candidate to join our growing team of tax credit syndication professionals as a Senior Project Manager (PM). The Senior PM's responsibilities include leading ... approval, and the review of financial models, ultimately driving towards the closing of investments . Additionally, the Senior PM will serve as a leader on the… more