- City of New York (New York, NY)
- …largely invested in publicly traded securities. The Senior Investment Officer will assist in overseeing the Fixed Income allocation, which currently ... Asset Management (BAM) is responsible for oversight of the investment portfolio of the New York City Retirement Systems...billion. Under the general direction of the Head of Fixed Income, responsibilities include, but are not limited to:… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- Wellington (New York, NY)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- JPMorgan Chase (New York, NY)
- …credit analysis for various Treasury/Chief Investment Office investments across the fixed income spectrum. Engage with senior members of Treasury/Chief ... and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team,...and delivering high quality credit analysis of our Treasury/Chief Investment Office's fixed income portfolio which includes… more
- Neuberger Berman (New York, NY)
- …years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong knowledge of ... Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and… more
- Wellington (New York, NY)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, focusing on… more
- JPMorgan Chase (New York, NY)
- …Managementhas one of the industry's most comprehensive and well-regarded alternative investment businesses, with more than $170 billion in Assets Under Management ... (AUM) and diversified alpha engines across Hedge Funds, Absolute Return Fixed Income, Private Equity, Private Credit and Real Assets, which includes Real Estate,… more
- Capital One (New York, NY)
- …Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to ... the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered broker dealers and provide compliance support to… more
- Scotiabank (New York, NY)
- Senior Analyst, US Finance & Regulatory Reporting, New York Agency - Audit **Requisition ID:** 205496 **Salary Range:** 67,400.00 - 125,200.00 _Please note that the ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- HSBC (New York, NY)
- …and manage liquidity across borders and regulations, in multiple currencies. The US Senior Manager Chief Control Office (CCO) is responsible for supporting the Chief ... Control Officer with directing and managing the integration of Core...Group Non-Financial Risk (NFR) model. The US GPS CCO Senior Manager is accountable for the Core Operational Risk… more
- BMO Financial Group (New York, NY)
- …the external regulatory exams, licenses required to be considered a registered member and senior officer of the firm. + Having some knowledge of North American ... is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to… more
- Neuberger Berman (New York, NY)
- …business focuses on Collective Investment Funds (CITs) and Outsourced Chief Investment Officer (OCIO) mandates. Our clients include corporate and public ... supports the business in many ways, including client service, investment implementations, account management and client administration. The ideal candidate… more
- Scotiabank (New York, NY)
- …Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, ... our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a… more
- JPMorgan Chase (New York, NY)
- …perspective of Firmwide risk management decisions and offers significant visibility to senior management. Chief Investment Office, Treasury and Corporate (CTC) ... professionals across all levels and regions, gaining exposure to senior portfolio managers in an area of the Firm...risk of the retained portfolio generated from the Chief Investment Office (CIO), Global Treasury, and "other" Corporate businesses… more
- Neuberger Berman (New York, NY)
- **Summary:** Neuberger Berman is an employee-owned global investment management firm with $474 billion in assets under management. The private investment group ... which sits within the broader Private Markets' Chief Operating Officer team. This team is responsible for understanding the...understanding the needs of our Private Markets clients and investment teams and helping execute to fulfill those needs… more
- International Rescue Committee (New York, NY)
- …Global Practice Lead Sector: Protection and rule of law Employment Category: Fixed Term Employment Type: Full-Time Compensation: USD 122,000.00 - 138,000.00 Annually ... result in transformed outcomes for clients * In coordination with GEDI Chief Officer provide structured and evidence-based inputs in support of the tracking of… more
- Mizuho Corporate Bank (New York, NY)
- …Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & ... several legal entities, which together offer clients corporate and investment banking, financing, securities, treasury services, asset management, research and… more
- Bank of America (New York, NY)
- …the market/price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also ... looking for a risk analyst responsible for independent risk oversight the firm's investment activities. The Interest Rate Risk and CFO Price Risk team is responsible… more
- Mizuho Corporate Bank (New York, NY)
- …Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & ... escalations. + Report on key KRI/MIS relating to sanctions compliance for senior management and Head Office. + Assist in maintaining OFAC policies and… more