- MTA (New York, NY)
- …Office of the Chief Counsel Date Posted: Sep 4, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐ $109,000 HAY POINTS: ... after their effective date of hire. * SUMMARY: The Senior Compliance Manager is responsible...Meet with individuals, groups and management as necessary to " market " the Internal Control program for integration into business… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance ...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is ... our clients an important bridge to this key global market for trade and investment flows across the Americas...together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Scotiabank (New York, NY)
- Senior Manager , Conduct Compliance ...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is ... our clients an important bridge to this key global market for trade and investment flows across the Americas...across the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... support three institutional FINRA registered broker dealers and provide compliance support to the Capital Markets line...TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...breaches and ensure valid breaches are promptly remediated and senior management is informed. + Execute Enterprise Compliance… more
- Amazon (New York, NY)
- Description Amazon is seeking an innovative and high-judgement Senior Program Manager (PM) to join the new Compliance Operations team within Amazon Privacy ... the roadmap and reporting mechanisms as well as non-tech compliance programs. The Senior PM will own...approach for individual regulations such as the EU's Digital Markets Act (DMA). This will require helping to frame,… more
- Amazon (New York, NY)
- Description We are looking for an exceptional leader to build and manage compliance processes and protocols for Amazon Fashion. This role will enable new business ... opportunities by executing on a broad range of product compliance matters, working directly with business leadership, procurement, transportation, operations, legal,… more
- KPMG (New York, NY)
- …KPMG is currently seeking a Manager or Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance ... KPMG's respectful and courteous work environment Additional Responsibilities for Senior Manager : + Participate in and contribute to market and business… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team ... compliance independent assessment activities globally with strong collaboration with global Markets Product Compliance senior management in accordance… more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... responsible for the local and/or global management and direction of applicable market related risk management functions within a specific product area. Key… more
- City National Bank (New York, NY)
- ** SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS ** **WHAT IS THE OPPORTUNITY?** The Senior Business Control Manager will report into the Business ... in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest Rate… more
- KPMG (Short Hills, NJ)
- **Business Title:** Senior Manager , NYFS Banking and Capital Markets **Requisition Number:** 116858 - 61 **Function:** Tax Services **Area of Interest:** ... we stand for as a firm KPMG is currently seeking a Senior Manager to join our Business Tax Services (https://tax.kpmg.us/content/tax/en/index.html) practice.… more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common ... **LOB Specific Summary** We are looking to hire a Senior Technology Manager to lead development of...exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a ...assurance coverage of the Broker Dealer - Citi Global Markets Inc. This role will include producing relevant Management ... insights to the CGMI Board. + Coordinating with Head of Internal Audit and Markets Chief Auditor for presentation of key management information related to the broker… more
- BMO Financial Group (New York, NY)
- …provides advice in calculation, analysis, and reporting of financial results in compliance with applicable standards and regulatory requirements. Works across BMO to ... and trends to inform decision-making. + Monitors and tracks financial information compliance with standards and regulations, and addresses any issues. + Provides… more
- KPMG (New York, NY)
- **Business Title:** Senior Associate, Financial Services Capital Markets Loan Platforms **Requisition Number:** 119116 - 68 **Function:** Advisory **Area of ... do not anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive...a career in Advisory. KPMG is currently seeking a Senior Associate in Customer & Operations for our Consulting… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager New York, New...support groups (ie, Compliance , Finance, Operations, etc.). Senior market risk manager leading the ... major driver of both revenue and risk for Global Markets . This role requires close interaction with the trading...regular routines and regulatory exams + Provide updates to senior management within risk on key CLO market… more
- Truist (New York, NY)
- …during the design. Focuses on applications specific to the Capital Markets technology platform. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary ... Deep and broad knowledge of Fixed Income products, trade life cycle, and compliance related activities. + Hands on experience and expertise with Broadridge platforms… more