- Citigroup (New York, NY)
- …the TBE CAO enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM ... & International Technology Regulatory Exam Management Senior Lead and will be a member of the team which is responsible for maintaining and maturing our… more
- JPMorgan Chase (New York, NY)
- … management . **Preferred qualifications, capabilities, and skills** + Knowledge of regulatory requirements and technology risk management processes and ... you will expertly navigate the dynamic landscape of cyber threats, technology advancements, and regulatory requirements. Leading proactive identification and… more
- Citigroup (New York, NY)
- …as a thought leader by developing and promoting a standardized approach to regulatory management across the organization. + Promotes awareness of trends raised ... **Qualifications:** + 10+ years of business experience in audit, control, compliance or regulatory management in the banking or wealth management industry.… more
- Citigroup (New York, NY)
- …issues identified during regulatory engagement, including the various stages of the exam management lifecycle. + Monitoring the full lifecycle of identified ... Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible... communication. + Leading and mentoring team members through exam and interaction process by providing expertise on how… more
- Citigroup (New York, NY)
- … Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory engagement and exam management outside of the United ... and maintained and followed related to the management of Citi Finance's regulatory interactions, including exam management , regulatory meetings and… more
- Citigroup (New York, NY)
- …& Oversight Analyst for communications and reporting contributes to the directional strategy of regulatory engagement and exam management . In this role, you ... activities, which span global Finance groups, Finance functions, and technology and business partners. This global team leads engagements,...and followed related to the management of regulatory interactions, including exam management ,… more
- Scotiabank (New York, NY)
- …+ Certification: CPA, CIA, and CFA Preferred + Big 4 experience is a plus + Regulatory exam dealing is a plus + Postgraduate and MBA is a plus **Interested?** ... monitoring activities. **What You'll Do** + Develop a strategy for financial and regulatory audits, risk management , and annual planning for banking and… more
- Citigroup (New York, NY)
- … Engagement Team is responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across all of Citi's ... matters and enhance the control environment. + Partner with Business/Function Regulatory Management Teams to share best practices, identify themes and… more
- Bank of America (New York, NY)
- … Relations (GRR) engagement model. + Managing and directing all aspects of regulatory exams to ensure consistent exam practices, successful execution, and ... + Influence + Problem Solving + Collaboration + Critical Thinking + Issue Management + Quality Assurance + Regulatory Compliance **Shift:** 1st shift (United… more
- Bank of America (New York, NY)
- … Relations (GRR) engagement model. + Managing and directing all aspects of regulatory exams to ensure consistent exam practices, successful execution, and ... + Influence + Problem Solving + Collaboration + Critical Thinking + Issue Management + Quality Assurance + Regulatory Compliance **Shift:** 1st shift (United… more
- Citigroup (New York, NY)
- …independent assessment of Internal Audit (IA) activities specifically related to Technology , Operations and Data, including Citi's regulatory remediation ... both within IA QA, the wider IA function and across other parts of Citi. ** Regulatory Relationship Management ** + Manage the pipeline of key regulatory … more
- US Bank (New York, NY)
- …and people management + Partnering with compliance staff to ensure regulatory compliance and assist with FINRA filings + Implementing digital solutions and ... from Day One. **Job Description** The President, Affluent Wealth Management /USBI & USBA CEO is responsible for leading approximately...technology for growth and service delivery + Building strong… more
- City of New York (New York, NY)
- …maintenance including SDLC, and implementation activities. - Provide oversight for people management , project plans, and technology risks with attention to ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- JPMorgan Chase (New York, NY)
- …with Bachelor's degree with in data/risk management , business controls, or technology controls. + Strong understanding of regulatory landscape + Ability to ... regulatory and industry developments impacting data governance / management + Manage team to support the volume and...program's approach + Knowledge of and experience with regulator's exam processes and regulatory matters + Proven… more
- City of New York (New York, NY)
- …engineering technology , architecture, landscape architecture, architectural technology , construction, construction management , construction technology ... engineering, engineering technology , architecture, landscape architecture, architectural technology , construction, construction management , construction technology… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... for equitable growth. Your Team: Housing Preservation & Development Technology (HPD Tech) is the IT division within HPD....position is open to applicants who filed for an exam or those who are already permanent in the… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... for equitable growth. Your Team: Housing Preservation & Development Technology (HPD Tech) is the IT division within HPD....plan and communications. - Works on managing or providing management oversigh on projects involving one or multiple vendor… more
- Wells Fargo (Lodi, NJ)
- …customers and partners **Desired Qualifications:** * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... * Knowledge and understanding of retail compliance controls, risk management , and loss prevention * Ability to follow policies,...products * Ability to educate and connect customer to technology and share the value of mobile banking options… more
- Wells Fargo (East Brunswick, NJ)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... + Knowledge and understanding of retail compliance controls, risk management , and loss prevention + Ability to follow policies,...products + Ability to educate and connect customer to technology and share the value of mobile banking options… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... and increasing opportunities for equitable growth. Your Team: Housing Preservation & Development Technology (HPD Tech) is the IT division within HPD. The Office of… more