- Raymond James Financial, Inc. (St. Petersburg, FL)
- …drive key business decisions. Works closely with manager on developing and improving compliance monitoring by analyzing trends and identifying risk related to ... identify, research, and resolve problems. Serves as a technical advisor to the Registrations department for certain...operations. + Financial markets and products. **Skill in:** + Monitoring compliance programs. + Integrating and aligning… more
- American Airlines (Miami, FL)
- …serve the needs of the members of the Credit Union. The Financial Advisor assesses members' investment portfolios, financial objectives, and provides guidance to the ... Provide formalized financial plans to members to assist them in achieving and monitoring progress towards their financial goals + Collaborate with departments of the… more
- Morgan Stanley (Bradenton, FL)
- …experience . At least 5 or more years of experience as a Financial Advisor (with satisfactory production and compliance record) or comparable branch management ... fiscal management, personnel management and morale, business ethics and practices, and compliance with all Federal, State, and Local laws and regulations. The… more