- Raymond James Financial, Inc. (FL)
- …financial services industry to oversee and manage aspects of the following RJ Bank's compliance program activities, including conflicts of interest, regulatory ... topics. **Essential Duties & Responsibilities:** * Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed by the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …solutions to escalated problems or needs. **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair ... specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function.… more