- Citigroup (Tampa, FL)
- …implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance risks ... used to address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring procedures in accordance with the Compliance… more
- Citigroup (Tampa, FL)
- …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the… more
- Citigroup (Tampa, FL)
- …Quarterly Summaries and the development and enhancement of the Compliance Monitoring Methodologies and Standards for testing , monitoring , and reporting. ... and typologies. + Experience in planning, executing, and reporting on compliance testing and monitoring reviews, and regulatory issue validation activities… more
- USAA (Tampa, FL)
- …more years of progressive compliance -related experience developing, implementing, and operationalizing Compliance Testing and Monitoring programs. + 6 or ... Testing Executive is responsible for the ongoing preparation, testing and monitoring of compliance with government regulations and regulatory agencies… more
- TD Bank (Jacksonville, FL)
- …Effectiveness level prior to final submission to Internal Audit. The Head of FCRM Monitoring & testing oversees and supports the pre-completion testing as ... as provide approval and sign-off of work performed. FCRM Monitoring & Testing . The Pre-Completion Testing...is responsible for the design and execution of the Testing in compliance with Procedures and support… more
- Truist (Orlando, FL)
- …is Office Centric (4) days a week in the office Perform risk management and compliance monitoring and testing for assigned business unit/corporate function. ... compliance monitoring . Prepare detailed reporting on monitoring and testing results with attention to...compliance monitoring processes. Provide support for compliance and control specific projects, internal control testing… more
- Zelis (St. Petersburg, FL)
- Overview: We are looking for a Manager to build out the design of our compliance monitoring and testing function in the Payment division and ensure the ... + Develop risk-based testing methodology for applicable compliance requirements, including annual monitoring and testing plan. + Execute and oversee… more
- DHL Express, Inc. (Plantation, FL)
- …update the Drug and Alcohol Metrics Tracker. + Ensure Drug & Alcohol Testing compliance awareness and adherence. **Safety Management and Reporting:** + Monitor ... programs and projects, including overseeing Freshdesk administration, Drug and Alcohol testing , Safety Compliance , and supporting Field Operations. The role… more
- Orlando Utilities Commission (Orlando, FL)
- … monitoring systems (CEMS), maintaining CEMS software, and ensuring compliance with all CEMS-related regulatory requirements. This position presents an excellent ... requirements as they apply to OUC business functions; + Environmental monitoring / testing /sampling equipment and practices (ie continuous emissions monitoring… more
- Citigroup (Tampa, FL)
- …examinations, reviews and inquiries and advising on internal and external testing , monitoring , audits & investigations. + Analysing complex comparative ... Serves as a compliance conduct risk officer for Independent Compliance...and presenting global reports related to conduct risk and monitoring of conduct risk related issues. + Reviewing materials… more
- Orlando Utilities Commission (Orlando, FL)
- … compliance monitoring programs. Furthermore, you will learn to develop compliance testing and monitoring programs that utilize data analytics ... second line of defense for OUC by developing best-in-class, next-generation compliance testing and monitoring programs that utilize advanced data analytics… more
- American Express (Sunrise, FL)
- …on #TeamAmex. This role is responsible for managing the day-to-day execution of Compliance Monitoring & Testing (M&T) regulatory evaluations performed by ... the Independent Compliance Testing (ICT) team. The Manager will provide general support...Interview relevant stakeholders to document, understand, and assess relevant Compliance risks and controls. + Execute testing … more
- MetLife (Tampa, FL)
- …impact of privacy regulatory changes, and support implementations. * Develop the annual privacy monitoring and testing plan and participate in monitoring and ... is at the center of all our work at MetLife. Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to… more
- Humana (Tallahassee, FL)
- …of our caring community and help us put health first** The Sr. Compliance Professional ensures compliance with governmental requirements for clinics across both ... federal and state requirements. The Sr. Compliance Professional work assignments involve moderately complex to complex issues where the analysis of situations or… more
- NextEra Energy (Palm Beach Gardens, FL)
- … with NERC standards. + Implement and maintain tools and systems for continuous compliance monitoring and reporting. + Coordinate and support external audits and ... documentation for internal and external use. + Assist in the preparation of compliance submissions and regulatory filings. + System Monitoring & Audits: +… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Ankura (FL)
- …development and lead generation. + Conduct independent regulatory program reviews and Testing ; + Drafting BSA/AML compliance programs and developing training for ... including risk assessments, KYC, policies, procedures, internal controls, and transaction monitoring and watchlist systems; + Draft written compliance programs… more
- American Express (Sunrise, FL)
- …and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing , Privacy, Internal Audit Group) + Support new ... play an important role within the Line of Business Compliance organization supporting the Technology Business Unit. The position...Product Approval (NPA) process and integration of effective controls, testing & ongoing monitoring for new and… more
- Raymond James Financial, Inc. (FL)
- …regulatory organizational and regulatory requirements. * Identifying and applying appropriate compliance monitoring procedures and tests. * Preparing oral and/or ... **Ability to:** * Coach and mentor others. * Manage and perform risk-based compliance testing . * Determine matters requiring escalation to RJ Bank compliance … more
- Citigroup (Jacksonville, FL)
- …. This role will focus on improving the effectiveness and efficiency of Controls Monitoring and Testing across Global Functions Controls by increasing the level ... **Tech Controls Testing Automation Leader - C13** **_Job Profile Title:_**...leader is a subject matter expert on overall controls monitoring , with an excellent level of understanding of control… more