- USAA (Tampa, FL)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- JPMorgan Chase (Tampa, FL)
- …within the firm's Second Line of Defense and provides Compliance , conduct, and operational risk testing coverage aligned to the Firm's lines of business ... qualifications, capabilities, and skills + Five or more years of relevant compliance / operational risk testing , regulatory, examination, or Internal Audit… more
- Zelis (St. Petersburg, FL)
- …2-3 years of direct team lead or management experience working in internal/external audit, operational risk / compliance testing or quality assurance roles ... report into the VP of Payments Compliance and Risk . Responsibilities: + Develop risk -based testing methodology for applicable compliance … more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ... in control testing techniques and documentation * Strong understanding of operational risk management programs and practices, including third party risk… more
- Citigroup (Tampa, FL)
- …Regulatory requirements etc. + Work closely with the business, as well as Operational Risk Management (ORM), Compliance , Internal Audit, Legal, Operations ... adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for...procedures that conform to enterprise requirements and support sound operational and compliance risk management.… more
- JPMorgan Chase (Tampa, FL)
- Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & ... Corporate Control Testing , you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You… more
- JPMorgan Chase (Tampa, FL)
- …used. Our team is responsible for the successful implementation and execution of the Compliance , Conduct and Operational Risk (CCOR) Tech & Cyber framework ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...quo and striving to be best-in-class. As a Technology Operational Risk Management Lead within the Tech… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- MUFG (Tampa, FL)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... Expert in program management with a focus on executing information security risk assessment/ testing methodologies, evaluating the adequacy and efficiency of… more
- Citigroup (Tampa, FL)
- …deliverables across the Markets Assessment and Testing team. The Markets - Compliance Risk Control Assessment Lead directs a team of approximately six ... The role is focused on Markets controls to manage Compliance and Operational Risks but will operate...in support of the business's strategy. + Represents control testing in Operational Risk Forums… more
- Citigroup (Jacksonville, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... the bank. In line with the Operational Risk Management (ORM) and Independent Compliance ...to assess areas of concern including substantive and controls testing . + Monitors, evaluates, and challenges Key Risks and… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Bank of America (Jacksonville, FL)
- …Laundering (GB & GM AML) organization and program. This role requires a strong operational risk and compliance background, and understanding of AML ... for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and… more
- Citigroup (Jacksonville, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …through controls after the execution of a process (QA). + Provide analysis of Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...(if applicable). + Support management on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...controlled (if applicable). + Support on operational risk scenario analysis and stress testing for… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... risk ; you have found the right team. The Testing CoE (Center of Excellence) team is responsible for...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- Bank of America (Jacksonville, FL)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor within the Sanctions… more
- JPMorgan Chase (Tampa, FL)
- … and control environment. Working closely with our partners across Risk Management, Compliance , Operational Risk and Control Management, our goal is to ... Risk and Control framework. The CIB Payments Controls Testing Lead oversees a global team of individuals who... testing team effort in assessing and monitoring compliance and operational risks, ensuring compliance… more