- EverBank (Irvine, CA)
- ** Compliance Officer - Bank ** The Compliance Officer implements broader planning for business unit compliance programs in order to ensure ... organization functions are in compliance with all relevant laws, regulations, and policies and...large projects and processes to identify, investigate, and report compliance risks. This job also provides recommendations for policy… more
- Banc of California (Laguna Hills, CA)
- …equivalent required. Work related experience should consist of an in-depth background in Bank Secrecy Act compliance and general banking skills. + Bachelor's ... **Overview** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of… more
- Citigroup (Anaheim, CA)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides home lending services via our Citibank branches… more
- Citigroup (Anaheim Hills, CA)
- The **Community Mortgage Lending Officer ** is an **entry level position** responsible for driving mortgage sales and client relationships through engagement with ... relationships (Realtors, CPA's, Builders, etc). to drive mortgage business into the bank . + Appropriately assess risk when business decisions are made, demonstrating… more
- HSBC (Irvine, CA)
- …not expected to provide securities recommendations to clients. As the Wealth Relationship Officer , you will: + Provide high quality sales support to an individual or ... pertinent regulations affecting their delivery + Previous experience in Retail/Premier Bank sales preferred + Understanding of core products, Premier proposition,… more
- Banc of California (Brea, CA)
- …discrepancies in CRA loan data to Loan Personnel; + Assist VP, CRA Lending Compliance Officer in the preparation of data for the analysis reports using ... + Responsible for working closely with the CRA Lending Compliance Officers and CRA Community Development Officer ...federal regulations and laws as they pertain to the Bank 's Compliance Risk Management Policy Program Regulatory… more
- Wells Fargo (Foothill Ranch, CA)
- …and exercise judgement within defined policies and procedures + Develop understanding of bank products and services to connect to customers' needs + Interact with ... care and build relationships + Provide appropriate options for bank products and services to customer + Refer customers'...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Wells Fargo (Foothill Ranch, CA)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with… more
- Wells Fargo (Santa Ana, CA)
- …customer service and colleague experience, and ensure timely completion, quality, and compliance in teller functions + Provide feedback and present ideas for ... pertaining to the banking industry + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to work effectively… more
- Advantage Solutions (Irvine, CA)
- …critical Corporate or business unit information for required financial reporting, bank compliance , or other management meetings **Supervisory Responsibilities** ... support for the company's Information Technology function led by the Chief Digital Officer . This role will be responsible for examining large sets of data and… more