- Bank of America (Charlotte, NC)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Dallas, Texas; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- USAA (Charlotte, NC)
- …Come be a part of what makes us so special! **The Opportunity** As a dedicated ** Director , Audit - IT Security** , you will manage the planning, execution and ... the USAA Board of Directors. + Provides effective challenge and approval of audit engagement scoping, planning, fieldwork, and reporting . Provides insight in… more
- Truist (Charlotte, NC)
- …governance b) risk and c) compliance with specific expertise in the areas of audit and compliance in the areas of IAM and PAM. **ESSENTIAL DUTIES AND ... change based on business need + Design and implement audit governance and compliance strategy on time and within...controls, key risk indicators, key performance indicators and metric reporting for IAM and PAM + Review control designs… more
- US Bank (Charlotte, NC)
- …Legal is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director . This role supports the ... Audit Director and Senior Audit Director , in providing the Audit... audit leader that has strong knowledge of audit , risk management, and regulatory expectations (eg,… more
- Huntington National Bank (Charlotte, NC)
- …and industry best practices. Duties and Responsibilities: + Partner closely with the Regulatory Reporting Assurance Director and Liquidity Risk Oversight ... is a Hybrid role within our Core Huntington Footprint. Summary: The Regulatory Reporting Conformance Testing Program provides assurance over the completeness… more
- US Bank (Charlotte, NC)
- …tax professional that will play a key role in US Bank's tax organization. The Director of Tax Reporting and Compliance will manage a wide range of tax ... matters including tax provision, monitoring legislation, research, compliance, and audit defense. The position will partner across the corporate tax function and… more
- City National Bank (Charlotte, NC)
- …regulatory requirements. + Relationship Building and Client Experience: Supports the Audit Director proactively in their ongoing monitoring and discussions ... and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in...and taking into consideration industry development, emerging risks, and regulatory changes and expectations. **What you will do** +… more
- City National Bank (Charlotte, NC)
- …that provide the insights. + Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or… more
- City National Bank (Charlotte, NC)
- …that provide the insights. + Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or… more
- Bank of America (Charlotte, NC)
- …data management policies and standards across GTS including for fit-for-purpose for Regulatory Reporting and other critical data uses; facilitating and providing ... Data Strategy and Governance Director New York, New York;Charlotte, North Carolina **Job...engagement of enterprise data initiatives and support of internal/external regulatory and audit exams and issues; and… more
- Xylem (Charlotte, NC)
- …with the business on reporting and analytics needs, then partner with the director of data enablement and operations to deliver data assets to the business to ... and deploy a strong change management plan + Ensures compliance of government or regulatory standards (SOX, PCI, internal audit , external audit , etc.). +… more
- CBRE (Fort Mill, SC)
- …peaks and troughs in workload, and disaster recovery. *Ensure appropriate account review, audit and governance regimes exist to meet regulatory , policy and ... Sr. Facilities Account Director - Onsite: Ft. Mill, SC Job ID 190014...clients including economic justifications, financial reports, and monthly summary reporting in line with agreed expectations. Generates a robust… more
- Resideo (Charlotte, NC)
- …Operations subject matter teams covering E, S, and G, across the globe to ensure regulatory reporting requirements. + Trains key employee groups on reporting ... regulatory requirements. **JOB DUTIES:** + Monitor the evolving global regulatory ESG reporting landscape and orchestrates various stakeholders in evolving… more
- Wells Fargo (Charlotte, NC)
- …experienced and strategic leader for the role of Software Testing and Quality Engineering Director . Reporting to the CIO of GenAI & Consumer Technology, this ... Management: + Ensure that all testing frameworks and processes adhere to relevant regulatory requirements (FFIEC, OCC, SEC, GDPR, SOX, etc.) and Wells Fargo's risk… more
- Truist (Charlotte, NC)
- …objectives and provide a well-controlled business environment that meets internal compliance, audit and governance objectives as well as regulatory requirements. ... are being met and that all practices and procedures meet corporate and regulatory requirements. 7. Accountable for the accurate delivery of fraud risk results,… more
- Bank of America (Charlotte, NC)
- …Monitoring. This role is to lead the high number of concurrent Corporate Audits, Regulatory Exams, and Internal Audit issues. With the high number of Compliance ... directed by internal bank policies and require adherence to regulatory and compliance requirements which can involve high $...and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to… more
- Xylem (Charlotte, NC)
- …Avetta, ISNetworld., etc. Your role will include the assessment, monitoring, and reporting of vendor compliance status and performance in addition to collaborating ... that all vendors comply with our company's policies and legal and regulatory requirements. + Conduct regular audits, pre and post-construction assessments of vendor… more
- Fifth Third Bank, NA (Charlotte, NC)
- …of Directors regarding the firms' implementation of and adherence to all regulatory compliance requirements; and educate, update and train the Registered Investment ... Adviser's staff in all requisite areas of regulatory compliance. This position is responsible for providing strategic leadership, direction and oversight regarding… more
- TD Bank (Charlotte, NC)
- …interpretation submitted by the programs/work streams + Stays up-to-date on all regulatory requirements and supports the Program Director on the interpretation, ... and external stakeholders + Leads all program office meetings, including regulatory meetings, Steering Committee meetings, Business Sponsor Meetings, and Project… more
- Huntington National Bank (Charlotte, NC)
- …of regulatory expectations around capital management + Experience communicating end- reporting and analysis to management. + Experience developing reporting ... Management Analyst position reports to the Capital Management & Treasury Risk Director and supports the Bank's capital management strategy, framework, and execution,… more